Vermont - Adult Companion Services — Licensing, Medicaid Enrollment and Startup Requirements
Last reviewed: 2026-08-16
In Vermont, Adult Companion Services are primarily funded through the Choices for Care (CFC) 1115 Long-Term Care Medicaid Waiver and the Developmental Disabilities Services Division (DDSD) Home and Community Based Services (HCBS) waiver. The service provides non-medical supervision, socialization, and assistance with daily living tasks to help older adults and individuals with disabilities remain safely in their homes and communities.
The single biggest structural barrier to entry in Vermont is that the state does not issue a standalone license for "Companion Agencies." Furthermore, Vermont operates a strict territorial designation model for Home Health Agencies (HHAs), meaning new entrants cannot easily become Medicare-certified HHAs. Instead, to provide companion services independently, an agency must apply for and secure pre-approval as a certified "Home Care Provider" through the Department of Disabilities, Aging and Independent Living (DAIL) Adult Services Division (ASD) before they are permitted to submit a Medicaid enrollment application.
1. Service Definition and Scope
Vermont defines Companion Services under the Choices for Care High/Highest Manual (Section IV.5) as non-medical care, supervision, and socialization provided to a functionally impaired adult. Companions may assist or supervise the individual with tasks such as meal preparation, laundry, and shopping, but these activities must be incidental to the primary goal of supervision and socialization.
Providers must strictly adhere to the scope of practice limitations. Companion services do not include hands-on personal care (such as bathing or dressing) or any medical or nursing services. If a participant requires hands-on care, the provider must be authorized for Personal Care services rather than solely Companion Services.
- Service Category: Companion Services under the Choices for Care (CFC) 1115 Waiver.
- Scope of Practice: Non-medical supervision, socialization, and incidental assistance with instrumental activities of daily living (IADLs).
- Exclusions: Cannot provide hands-on nursing, medical care, or direct personal care (e.g., bathing, toileting).
- Target Population: Older adults and adults with physical or developmental disabilities requiring supervision for safety.
- Manual Citation: Choices for Care High/Highest Manual - Section IV.5 Companion Services.
2. Regulatory and Oversight Agencies
The Vermont Agency of Human Services (AHS) serves as the umbrella organization for all health and human services in the state. Within AHS, the Department of Disabilities, Aging and Independent Living (DAIL) is responsible for managing HCBS waivers, setting provider standards, and certifying non-medical home care providers.
The Department of Vermont Health Access (DVHA) acts as the state Medicaid authority, managing the Medicaid Management Information System (MMIS) and final provider enrollment. The Division of Licensing and Protection (DLP), a branch of DAIL, handles survey, certification, and adult protective services investigations.
- Umbrella Agency: Vermont Agency of Human Services (AHS) (https://humanservices.vermont.gov)
- Operating Department: Department of Disabilities, Aging and Independent Living (DAIL) (https://dail.vermont.gov)
- Program Division: Adult Services Division (ASD) (https://asd.vermont.gov)
- Medicaid Authority: Department of Vermont Health Access (DVHA) (https://dvha.vermont.gov)
- Licensing and Survey: Division of Licensing and Protection (DLP) (https://dail.vermont.gov/divisions/dlp)
3. Gatekeeping Prerequisites: Who Can Even Apply
Vermont utilizes a highly structured gatekeeping system that blocks standard open-market Medicaid enrollment. For developmental disability services, Vermont uses a closed network of 10 Designated Agencies (DAs) and 5 Specialized Service Agencies (SSAs); independent providers must typically subcontract under these entities rather than enrolling directly. For home health services, Vermont enforces a territorial exclusivity model, meaning new agencies cannot simply open and compete as Home Health Agencies.
To bypass the HHA territorial monopoly and provide companion services under the Choices for Care waiver, an applicant must successfully complete the DAIL ASD Home Care Provider Certification process. The state will reject any Medicaid enrollment application in the Provider Management Module (PMM) that does not include a formal approval letter from DAIL ASD.
- Designation Barrier: Home Health Agencies operate under territorial exclusivity (Administrative Rules on Agency Designation); new entrants cannot easily obtain HHA designation.
- DDSD Affiliation: Providers targeting the developmental disability population must generally subcontract under an existing Designated Agency (DA) or Specialized Service Agency (SSA).
- Home Care Provider Pathway: Non-HHA agencies must apply for DAIL ASD certification as a "Home Care Provider" to offer companion services.
- Pre-Enrollment Approval: DAIL ASD approval is a mandatory structural prerequisite before accessing the Medicaid Provider Management Module (PMM).
- Need Review: While there is no formal Certificate of Need (CON) for basic companion agencies, DAIL reviews all Home Care Provider applications for program capacity and regulatory compliance.
4. Licensure and Certification Requirements
Because Vermont does not issue a specific "Companion Agency" license, providers must meet the Home Care Provider Certification Requirements (updated October 2024). This certification ensures the agency has the administrative capacity, policies, and financial stability to serve vulnerable adults.
Applicants must complete the fillable "Home Care Provider Application" (April 2025 version) and submit it directly to the Adult Services Division. The application requires comprehensive attachments, including organizational charts, grievance policies, and proof of liability insurance.
- Certification Type: Home Care Provider Certification.
- Application Form: Home Care Provider Application (April 2025 version).
- Submission Email: AHS.DAILASDProviderEnrollment@vermont.gov.
- Regulatory Standard: Choices for Care 1115 Long-Term Care Medicaid Waiver Regulations (February 2020).
- Insurance Requirement: Must provide proof of general liability and worker's compensation insurance.
- Fee: There is no state-level fee for submitting the basic ASD Home Care Provider application.
5. Medicaid Provider Enrollment
Once DAIL ASD issues an approval letter, the agency is instructed to enroll with the state's Medicaid Fiscal Agent, Gainwell Technologies. This is done entirely online through the Provider Management Module (PMM) accessed via the Vermont Medicaid Portal.
Providers must enroll under the specific HCBS waiver provider type authorized by DAIL. Only one service location and one provider type can be enrolled per application, meaning agencies with multiple branches must submit separate enrollments.
- System Name: Provider Management Module (PMM) (https://vermont.hppcloud.com/ProviderEnrollment/EnrollmentCreate).
- Fiscal Agent: Gainwell Technologies.
- Portal URL: Vermont Medicaid Portal (https://www.vtmedicaid.com).
- Required Attachment: The DAIL ASD approval letter must be uploaded during the PMM application process.
- Application Fee: Subject to the ACA federal application fee (approximately $709) unless waived or already paid to Medicare or another state Medicaid program.
6. Staffing, Training and Background Checks
All companion staff must meet the requirements outlined in the DAIL Background Check Policy (Effective July 7, 2017). Agencies are strictly prohibited from allowing any employee to provide direct care until all registry and criminal history checks have cleared.
Staff must be at least 18 years old and possess the ability to communicate effectively with the participant and emergency personnel. Training must include mandated reporting of abuse, neglect, and exploitation, as well as the specific needs outlined in the participant's person-centered plan.
- Minimum Age: Companion caregivers must be at least 18 years old.
- Background Policy: DAIL Background Check Policy (Effective July 7, 2017).
- Registry Checks: Mandatory checks against the Vermont Adult Protective Services (APS) Registry and the Child Abuse Registry.
- Criminal History: Vermont Crime Information Center (VCIC) fingerprint-based background check required for all direct care staff.
- Training Requirements: Must complete mandated reporter training and orientation on the individual's person-centered plan before providing services.
7. Documentation, Policies and Records
Vermont requires Home Care Providers to maintain rigorous documentation to comply with both state waiver regulations and federal CMS Home and Community Based Settings (HCBS) Rules. Agencies must utilize the WellSky Database for tracking participant care plans and service authorizations.
Providers must have written policies for critical incident reporting, grievance procedures, and non-discrimination. Service delivery must be documented with exact start and stop times, detailing the specific socialization or supervision tasks performed during the shift.
- Care Plan: Services must strictly adhere to the individualized person-centered plan generated in the state's WellSky Database.
- Incident Reporting: Mandatory compliance with DAIL Critical Incident Reporting guidelines, submitted to the Division of Licensing and Protection.
- Timesheets: Must use Electronic Visit Verification (EVV) or detailed timesheets documenting exact start/stop times and specific tasks.
- Record Retention: Medicaid regulations require retaining all clinical and financial records for a minimum of 7 years.
- Settings Rule: Must maintain documentation proving compliance with the CMS Home and Community Based Settings (HCBS) Rules regarding community integration.
8. Billing, Rates and Claims
Companion services are billed through the Medicaid Management Information System (MMIS) via the Vermont Medicaid Portal. Services must be prior-authorized by DAIL and linked to the member's individualized budget before any claims will be paid.
Rates for Choices for Care services are established by DVHA and DAIL and are published in the state's fee schedules. Providers submit professional claims using standard HCPCS codes, and Gainwell Technologies processes clean claims on a weekly payment cycle.
- Billing System: Medicaid Management Information System (MMIS) via vtmedicaid.com.
- Procedure Codes: Billed using standard HCPCS codes for companion care (e.g., S5135) as defined in the CFC authorization.
- Prior Authorization: Services will deny if not prior-authorized and matched to the member's WellSky service plan.
- Claim Format: Professional claims (837P electronic or CMS-1500 paper format) submitted to Gainwell Technologies.
- Payment Schedule: Vermont Medicaid typically processes and pays clean claims on a weekly cycle.
9. Approval Sequence and Timeline
Becoming a companion provider in Vermont is a sequential, two-step process. An agency cannot begin the Medicaid enrollment phase until the DAIL ASD certification phase is entirely complete and an approval letter is in hand.
The entire process typically takes 2 to 4 months. DAIL ASD reviews the Home Care Provider Application, which includes a review of policies and background check procedures. Once approved, the PMM Medicaid enrollment takes an additional 30 to 45 days.
- Step 1: Submit the fillable Home Care Provider Application and all attachments to AHS.DAILASDProviderEnrollment@vermont.gov.
- Step 2: DAIL ASD reviews the application, policies, and administrative capacity (approx. 30-60 days).
- Step 3: Receive the formal DAIL approval letter and instructions for Medicaid enrollment.
- Step 4: Submit the Medicaid enrollment application via the Provider Management Module (PMM), uploading the DAIL letter.
- Step 5: Gainwell Technologies and DVHA process the Medicaid enrollment and issue a Provider ID (approx. 30-45 days).
10. Common Denials and Survey Findings
The Division of Licensing and Protection (DLP) Survey and Certification branch conducts audits of Home Care Providers. Initial applications to DAIL are most frequently denied or delayed due to missing policy attachments or failure to demonstrate compliance with the 2017 Background Check Policy.
During post-enrollment surveys, common citations include billing for unapproved hands-on personal care under the companion billing code, and failing to maintain proof of mandated reporter training in personnel files.
- Background Check Lapses: Failure to run APS, Child Abuse, or VCIC checks before a companion begins their first shift.
- Incomplete Application: Missing required attachments (e.g., grievance policy, organizational chart) on the DAIL Home Care Provider Application.
- Scope Creep: Billing for personal care (hands-on assistance) when the agency or staff member is only authorized for companion (hands-off) services.
- EVV Non-Compliance: Failure to properly document visit start and end times or missing participant signatures.
- Training Deficiencies: Missing documentation of mandated reporter training or person-centered plan orientation in staff files.
11. Key Contacts and Resources
Prospective providers should rely on the official Vermont Agency of Human Services websites for the most current manuals, forms, and fee schedules. The Adult Services Division is the primary point of contact for initial certification questions.
For technical issues regarding the Provider Management Module or claims submission, providers must contact Gainwell Technologies, the state's Medicaid fiscal agent.
- Adult Services Division (ASD): https://asd.vermont.gov
- Vermont Medicaid Portal: https://www.vtmedicaid.com
- Provider Management Module (PMM): https://vermont.hppcloud.com/ProviderEnrollment/EnrollmentCreate
- DAIL Division of Licensing and Protection (DLP): https://dail.vermont.gov/divisions/dlp
- DAIL Background Check Policy: https://dail.vermont.gov/sites/dail/files//documents/BackgroundCheckPolicy_v2_0.pdf
- Provider Enrollment Email: AHS.DAILASDProviderEnrollment@vermont.gov
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