Ohio - Respite Care Services — Licensing, Medicaid Enrollment and Startup Requirements
Last reviewed: 2026-09-10
The Ohio Department of Medicaid (ODM), alongside the Department of Aging (ODA) and the Department of Developmental Disabilities (DODD), funds Out-of-Home and In-Home Respite Care Services through programs such as the Ohio Home Care Waiver, PASSPORT, and Individual Options. Providers enroll under specific classifications, such as DODD Provider Type 45 (Waivered Services Organization), to deliver short-term relief care that allows an unpaid primary caregiver to step away without the waiver participant losing supervision or support.
Effective May 14, 2026, through November 14, 2026, ODM enforces a strict federal moratorium (CMS-6101-N and 42 CFR 455.470) on all new Medicaid enrollment applications for Waiver Individuals and Organizations, blocking new respite providers from entering the network during this period. Outside of this freeze, applicants must navigate a decentralized certification process where the operating agency (ODA, DODD, or ODM's designee PCG) dictates the specific pre-certification reviews, background check routing, and HCBS settings compliance steps required before Medicaid billing privileges are granted.
1. Service Definition and Scope
In Ohio, Respite Care Services provide short-term, temporary relief to unpaid primary caregivers of individuals enrolled in Medicaid home and community-based services (HCBS) waivers. The service ensures the individual's health and safety needs are met while the primary caregiver is absent or needs rest.
The service is bifurcated into in-home respite (delivered in the individual's primary residence) and out-of-home respite (delivered in a certified facility or provider-controlled setting). Out-of-home settings must strictly adhere to federal HCBS settings requirements to ensure they do not isolate participants or operate as institutions.
- Service Modalities: In-home respite and out-of-home respite.
- Target Populations: Individuals aged 59 or under on the Ohio Home Care Waiver, older adults on PASSPORT, and individuals with developmental disabilities on DODD waivers.
- Level of Care Requirement: Participants must meet a nursing facility level of care (LOC) or an intermediate care facility for individuals with intellectual disabilities (ICF-IID) LOC.
- Setting Limitations: Out-of-home respite settings must comply with the HCBS settings requirements outlined in 42 C.F.R. 441.301 and Ohio Admin. Code 5160-44-01.
2. Regulatory and Oversight Agencies
Ohio utilizes a multi-agency structure to oversee HCBS waivers. The Ohio Department of Medicaid (ODM) is the single state Medicaid agency, but day-to-day certification and oversight of respite providers are delegated to ODA, DODD, or ODM's contracted designees depending on the specific waiver program.
Providers must interact with the specific agency that operates the waiver they intend to bill. For example, PASSPORT providers work with ODA and local PASSPORT Administrative Agencies (PAAs), while Individual Options providers work with DODD.
- Ohio Department of Medicaid (ODM): https://medicaid.ohio.gov
- Ohio Department of Aging (ODA): https://aging.ohio.gov
- Ohio Department of Developmental Disabilities (DODD): https://dodd.ohio.gov
- PASSPORT Administrative Agencies (PAAs): https://aging.ohio.gov/find-services
3. Gatekeeping Prerequisites: Who Can Even Apply
Ohio imposes severe structural preconditions on new waiver providers. The most absolute block is the federal moratorium implemented by ODM, which halts all new applications for Waiver Organizations and Individuals for a designated six-month period in 2026.
Even when the moratorium is lifted, providers face geographic and setting-based gates. ODA requires applicants to consult with local PASSPORT Administrative Agencies to assess market saturation, and any provider-owned out-of-home respite setting presumed to have institutional qualities must survive a Heightened Scrutiny review by ODA and CMS before an application is accepted.
- Federal Moratorium: CMS-6101-N blocks all new Medicaid enrollment applications for Waiver Individuals and Organizations from May 14, 2026, through November 14, 2026.
- Market Saturation Review: ODA requires prospective providers to work with local PAAs to understand current saturation levels; referrals are not guaranteed even if certified.
- HCBS Heightened Scrutiny: Provider-owned settings presumed institutional must pass ODA's Heightened Scrutiny workflow before certification can proceed.
- NPI Requirement: Applicants must obtain a National Provider Identifier (NPI) before submitting any waiver provider application.
4. Licensure and Certification Requirements
Ohio does not issue a generic "Respite License." Instead, agencies and independent providers must obtain waiver-specific certification. For ODA waivers, this is governed by Ohio Admin. Code 173-39-03, which dictates the application and pre-certification review process.
DODD certifies its own network of providers under Provider Type 45 (Waivered Services Organization). All certifying agencies require a non-refundable application fee for agency-based providers and mandate a pre-certification review to verify compliance with service rules.
- ODA Certification Authority: Ohio Admin. Code 173-39-03 governs the application process for community-based long-term care service providers.
- DODD Provider Type: Agencies providing DODD respite enroll under Provider Type 45 (Waivered Services Organization).
- Pre-Certification Review: ODA initiates a pre-certification review within 30 days of receiving a complete application.
- Application Expiration: ODA will dismiss applications if the provider does not complete the application within 90 days.
5. Medicaid Provider Enrollment
After obtaining the necessary waiver certification from ODA or DODD, or concurrently for ODM-administered waivers, providers must enroll in the Ohio Medicaid program. This process requires establishing an OH|ID and routing the application through the correct portal based on the target waiver.
Providers targeting the Ohio Home Care Waiver apply through Public Consulting Group (PCG), while DODD and ODA providers use their respective agency portals before final Medicaid enrollment is authorized.
- Ohio Home Care Waiver Portal: Managed by PCG at https://ohiohcbs.pcgus.com
- DODD Gateway: https://dodd.ohio.gov/wps/portal/gov/dodd/providers/initial-renewal-certification/certification-recertification
- ODA Certification Portal: https://aging.ohio.gov/wps/portal/gov/aging/agencies-and-service-providers/certification
- Identity Management: Applicants must establish an OH|ID username prior to application.
6. Staffing, Training and Background Checks
Direct care staff providing respite must pass rigorous background checks and meet baseline training standards. Initial provider enrollments require Bureau of Criminal Identification & Investigation (BCI&I) reports to be sent directly to ODM.
ODM is currently transitioning to a new background check system that will eliminate the need for non-agency Ohio Home Care Waiver providers to conduct annual criminal records checks, streamlining ongoing compliance.
- Initial Background Checks: BCI&I reports for initial enrollments must be sent to ODM, Attention: BCII Coordinator, P.O. Box 183017, Columbus, Ohio 43218-3017.
- Annual Check Elimination: ODM's new system removes the annual criminal records check requirement for non-agency Ohio Home Care Waiver providers.
- CANS Certification: Providers serving youth with behavioral health needs via OhioRISE must use certified Ohio Children's Initiative CANS assessors.
- First Aid/CPR: Standard requirement for all direct care staff delivering waiver services.
7. Documentation, Policies and Records
Providers must develop and maintain comprehensive policies and procedures as part of Step 5 of the ODA certification process. These policies must align with person-centered planning rules and HCBS settings requirements.
For out-of-home respite, documentation must explicitly prove that the setting optimizes individual autonomy. This includes maintaining legally enforceable agreements (tenant protections) and ensuring privacy in sleeping units.
- Person-Centered Planning: Policies must comply with Ohio Admin. Code 5160-44-02.
- HCBS Settings Documentation: Out-of-home settings must document that entrance doors are lockable by the individual, with only appropriate staff having keys.
- Tenant Protections: Provider-owned residential settings must maintain legally enforceable agreements offering eviction protections comparable to Ohio landlord/tenant law.
- Policy Development: Applicants must submit written policies and procedures during the application phase.
8. Billing, Rates and Claims
Respite services are billed to Ohio Medicaid using standard healthcare transactions, which federally mandate the inclusion of the provider's NPI. Rates are established by ODM and the respective operating agencies (ODA/DODD) and are published in their waiver fee schedules.
Providers must ensure that claims accurately reflect the modality of respite provided (in-home vs. out-of-home) and adhere to any daily or annual limits established in the participant's person-centered service plan.
- NPI Requirement: Federal law requires an NPI on any standard transaction (claim) for waiver services.
- Funding Source: Waiver services are paid in part using federal Medicaid funds, subjecting claims to federal audit standards.
- CANS Billing: Specific billing protocols apply for CANS assessments effective July 1, 2022, for providers interacting with the OhioRISE system.
- Rate Publication: Reimbursement rates are fixed by the state and published in the OAC and agency fee schedules.
9. Approval Sequence and Timeline
The approval sequence begins with obtaining an NPI and an OH|ID, followed by submitting a complete application to the appropriate waiver operating agency. ODA, for example, requires applications to be fully completed within 90 days of initiation.
Once a complete application is received, ODA initiates a pre-certification review within 30 days. Final determination is based on the review of application materials and the recommendation of the agency's regional designee.
- Step 1: Obtain an NPI and establish an OH|ID username.
- Step 2: Submit the application and non-refundable fee via the DODD Gateway, ODA portal, or PCG.
- Step 3: Complete the application within the 90-day window to avoid dismissal.
- Step 4: Undergo the pre-certification review (within 30 days for ODA applications).
10. Common Denials and Survey Findings
Applications are frequently denied due to timing and structural blocks, most notably applying during the active ODM moratorium on Waiver Organizations. Administrative dismissals also occur if an applicant fails to submit all required supporting records within the 90-day application window.
During pre-certification or post-certification surveys, out-of-home respite providers are commonly cited for failing HCBS settings requirements, such as lacking lockable doors, regimenting daily activities, or failing to provide legally enforceable tenant agreements.
- Moratorium Denials: Automatic rejection of applications submitted between May 14, 2026, and November 14, 2026.
- Administrative Dismissal: ODA dismisses applications not completed within 90 days (OAC 173-39-03).
- HCBS Settings Violations: Citations for failing to provide privacy, lockable doors, or autonomy in provider-controlled settings.
- Background Check Failures: Disqualifying offenses found on the BCI&I report submitted to ODM.
11. Key Contacts and Resources
Prospective providers must direct their inquiries to the specific agency managing the waiver they wish to serve. ODM handles overarching Medicaid enrollment and background check routing, while PCG, ODA, and DODD manage the front-end certification portals.
Providers should utilize the official state portals for the most current rule updates, fee schedules, and training resources.
- ODM Provider Enrollment: https://medicaid.ohio.gov/resources-for-providers/enrollment-and-support/provider-enrollment
- ODA Certification Information: https://aging.ohio.gov/wps/portal/gov/aging/agencies-and-service-providers/certification
- DODD Gateway: https://dodd.ohio.gov/wps/portal/gov/dodd/providers/initial-renewal-certification/certification-recertification
- PCG (Ohio Home Care Waiver): https://ohiohcbs.pcgus.com or call (877) 908-1746
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