North Dakota - Skilled Respite Service — Licensing, Medicaid Enrollment and Startup Requirements
Last reviewed: 2026-08-16
In North Dakota, Skilled Respite Services are delivered under the state's Medicaid Waiver for Home and Community Based Services (HCBS) to provide temporary relief for primary caregivers of individuals with complex medical needs. North Dakota does not issue a standalone "Skilled Respite Agency" license. Instead, to provide nursing-level respite, an entity must either be licensed as a Home Health Agency, operate as a certified Skilled Nursing Facility, or consist of individual licensed nurses (RNs or LPNs) who enroll directly with the state as Qualified Service Providers (QSPs).
The single biggest structural barrier to entry for new agencies is the prerequisite of obtaining a North Dakota Home Health Agency license from the Health Facilities Unit before Medicaid enrollment can even begin. This requires passing an initial state onsite inspection and establishing full clinical policies, which prevents non-medical home care agencies from simply adding skilled respite to their service lines without undergoing a rigorous clinical licensure upgrade.
1. Service Definition and Scope
Skilled Respite in North Dakota provides temporary, intermittent relief to the primary, unpaid caregiver of a participant enrolled in the ND HCBS Waiver (0273.R06.00). Because the participant's care needs exceed what an unlicensed companion or basic caregiver can safely manage, the service must be delivered by licensed nursing professionals.
The scope of practice is strictly governed by the participant's person-centered plan of care and the North Dakota Nurse Practices Act. Services are typically delivered in the participant's home, though they may also be authorized in licensed foster care homes or specialized basic care facilities.
- Service Name: Respite Care (Skilled)
- Target Population: ND HCBS Waiver participants requiring nursing-level interventions during their primary caregiver's absence
- Delivery Settings: Participant's private home, licensed adult family foster care homes, or specialized basic care facilities
- Allowed Tasks: Medication administration, wound care, tube feeding, and other skilled nursing tasks defined in the care plan
- Excluded Activities: General housekeeping, chore services, or companionship not directly related to the participant's immediate medical needs
- Provider Classification: Qualified Service Provider (QSP) with nursing credentials
2. Regulatory and Oversight Agencies
Oversight of skilled respite providers is divided among several divisions within the North Dakota Department of Health and Human Services (HHS). Licensing and physical safety are managed by the Health Facilities Unit, while waiver administration and provider enrollment are handled by the Aging Services and Medical Services Divisions.
Providers must maintain compliance with both their foundational clinical license requirements and the specific HCBS waiver rules governing Qualified Service Providers.
- Licensing Authority: ND HHS Health Facilities Unit (licenses Home Health Agencies and conducts onsite surveys)
- Medicaid Authority: ND HHS Medical Services Division (administers the state Medicaid plan and MMIS portal)
- Waiver Operator: ND HHS Aging Services Division (manages the HCBS Waiver, care plans, and QSP standards)
- Background Check Agency: North Dakota Bureau of Criminal Investigation (BCI) (processes mandatory fingerprinting)
- Professional Board: North Dakota Board of Nursing (oversees individual RN and LPN licensure and scope of practice)
3. Gatekeeping Prerequisites: Who Can Even Apply
North Dakota does not utilize a Certificate of Need (CON) program for home health agencies, nor does it restrict HCBS waiver enrollment through closed Request for Proposals (RFPs) or mandatory managed care network affiliations. The state operates its HCBS waivers primarily on an open fee-for-service model.
However, strict structural prerequisites exist. An applicant cannot apply to Medicaid to be a skilled respite agency without first securing a foundational clinical license. Furthermore, the state occasionally implements temporary provider enrollment moratoria on specific Medicaid provider types to manage program integrity, which blocks new applications entirely while active.
- Agency Licensure Prerequisite: Entities must hold an active Home Health Agency license under N.D.C.C. ch. 23-17.3 before applying for QSP enrollment
- Individual Prerequisite: Independent practitioners must hold an active, unencumbered ND Board of Nursing RN or LPN license
- Enrollment Moratoria: Applicants must verify the absence of state-initiated temporary enrollment moratoria on Medicaid provider types prior to submission
- Network Affiliation: None required; North Dakota HCBS operates on an open fee-for-service QSP model
- Certificate of Need: Not required for home health or skilled respite providers in North Dakota
- Medicare Certification: Not strictly required for Medicaid QSP respite enrollment, though many home health agencies choose to obtain it
4. Licensure and Certification Requirements
Because North Dakota lacks a specific "respite agency" license, agencies providing skilled nursing respite must be licensed as Home Health Agencies. This process is governed by the North Dakota Century Code and requires a formal application, fee, and an onsite inspection by the Health Facilities Unit.
Individual nurses operating independently do not need a facility license but must maintain their professional nursing license and enroll directly as individual QSPs.
- Statutory Authority: N.D.C.C. ch. 23-17.3 and N.D.A.C. 33-03-10.1 govern Home Health Agency licensure
- Application Portal: Initial applications are submitted through the ND HHS Health Facilities Unit online portal
- Initial Inspection: A mandatory onsite survey is conducted by the Health Facilities Unit prior to initial license issuance
- Renewal Cycle: Home Health Agency licenses must be renewed annually
- Individual Certification: Independent nurses must maintain active licensure with the North Dakota Board of Nursing or hold a valid multi-state compact license
- Non-Medical Exemption: Agencies providing only non-medical personal care do not require this license, but they cannot bill for skilled respite
5. Medicaid Provider Enrollment
Once the foundational license is secured, the provider must enroll as a Qualified Service Provider (QSP) through the North Dakota Health Enterprise MMIS Web Portal. This step links the provider's National Provider Identifier (NPI) and clinical licensure to the state's Medicaid billing system.
Enrollment requires submitting proof of licensure, ownership disclosures, and passing state screening requirements based on the provider's risk category.
- Enrollment System: North Dakota Health Enterprise MMIS Web Portal
- Provider Type: Must enroll specifically as a Qualified Service Provider (QSP) under N.D.A.C. 75-03-23-07
- Required Identifiers: National Provider Identifier (NPI) and a taxonomy code matching home health or nursing services
- Application Fee: Subject to the federal ACA institutional provider application fee unless waived via existing Medicare enrollment
- Revalidation: QSP status and Medicaid enrollment must be revalidated every two years or upon expiration of QSP status
- Out-of-State Providers: Permitted only under specific temporary modifications or if holding a valid compact nursing license and ND QSP enrollment
6. Staffing, Training and Background Checks
Skilled respite requires strict clinical competency. Direct care staff must be licensed nurses, and all personnel must pass rigorous background checks mandated by the North Dakota Century Code.
Agencies are responsible for primary source verification of all credentials and must ensure staff maintain current CPR and First Aid certifications.
- Clinical Qualifications: Direct service providers must be a current RN or LPN licensed in ND or a recognized compact state
- Background Checks: Mandatory fingerprint-based checks through the ND Bureau of Criminal Investigation (BCI) per N.D.C.C. 50-11-02.4
- Lapse Rule: If QSP enrollment lapses for more than 30 days, the BCI criminal background check must be repeated entirely
- Competency Verification: Agencies must maintain primary source verification of nursing licenses and CPR/First Aid certifications in personnel files
- Age Requirement: All substitute caregivers and respite providers must be at least 18 years of age
- Delegation: The licensed provider remains responsible for care at all times, even if specific tasks are delegated under ND Board of Nursing rules
7. Documentation, Policies and Records
QSPs must maintain rigorous documentation to justify Medicaid billing and ensure participant safety. Records must align perfectly with the participant's person-centered plan of care authorized by the HCBS case manager.
Providers are subject to routine audits by the Aging Services Division and must retain records in accordance with state Medicaid policies.
- Service Authorizations: Providers must possess a copy of the official authorization listing allowable tasks, rates, and periods before delivering care
- Care Plans: Must maintain the HCBS case manager's person-centered plan of care on file and accessible to direct care staff
- Clinical Charting: Shift notes must detail nursing interventions performed, patient response, and include a Medication Administration Record (MAR)
- Record Retention: Medicaid records must typically be retained for a minimum of six years under ND state policy
- Emergency Preparedness: Agencies must maintain emergency response policies aligning with state health department guidelines and Appendix K standards
- Incident Reporting: Critical incidents must be documented and reported to the HCBS case manager and state authorities within mandated timeframes
8. Billing, Rates and Claims
Claims for skilled respite are processed through the North Dakota Health Enterprise MMIS. Payment is strictly limited to the services, rates, and durations specified in the participant's prior authorization.
The MMIS system utilizes hard edits that will automatically deny claims if a provider bills beyond authorized units or if their QSP enrollment has lapsed.
- Billing System: Claims must be submitted electronically via the ND Health Enterprise MMIS Web Portal
- Funding Cap: Respite care providers are strictly limited to the specific respite care service funding cap authorized for the individual participant
- Rate Structure: Reimbursed on a fee-for-service basis; facility-based settings include room and board in the rate, whereas in-home care does not
- System Edits: MMIS contains edits that automatically deny claims if the QSP is no longer enrolled or is not authorized for the specific service
- Prior Authorization: Absolutely required; no payment is issued for services delivered outside the authorized care plan dates or unit limits
- Third-Party Liability: Medicaid is the payer of last resort; providers must exhaust other applicable coverage before billing MMIS
9. Approval Sequence and Timeline
The end-to-end process requires sequential approvals: first obtaining the agency license, then applying for QSP status, and finally completing MMIS enrollment. Providers cannot bill for services provided before the final QSP authorization date.
The entire timeline can take several months depending on state processing volumes, background check turnaround times, and the scheduling of the initial health inspection.
- Step 1: Submit Home Health Agency license application to ND HHS Health Facilities Unit (typically 30-60 days for review)
- Step 2: Pass the initial onsite health and safety inspection conducted by state surveyors
- Step 3: Complete BCI fingerprinting and background checks for all owners, directors, and staff (2-4 weeks)
- Step 4: Submit the QSP enrollment application via the Health Enterprise MMIS Web Portal
- Step 5: Await final Medicaid approval and issuance of the QSP billing number (typically 30-90 days for MMIS processing)
- Step 6: Receive individual participant service authorizations from HCBS case managers before initiating care
10. Common Denials and Survey Findings
Applications and claims are frequently delayed or denied due to administrative errors, missing documentation, or failure to maintain continuous licensure. State surveys often cite agencies for inadequate clinical documentation or operating outside the authorized care plan.
Maintaining active QSP status is critical; a lapse of even a few days can result in unpaid claims and trigger the need for entirely new background checks.
- Incomplete Applications: Missing supportive documentation or unsigned forms in the MMIS portal is the leading cause of enrollment delays
- Background Check Lapses: Failure to repeat the BCI background check after a 30-day QSP enrollment lapse results in immediate disqualification
- Billing Discrepancies: Submitting claims for dates of service before the official QSP authorization was issued leads to automatic MMIS denials
- Care Plan Deviations: Surveyors frequently cite providers for performing tasks outside the authorized person-centered plan of care
- Expired Credentials: Lapsed RN/LPN licenses or expired CPR certifications found during agency audits result in compliance actions
- Revalidation Failure: Missing the two-year QSP revalidation deadline causes immediate suspension of Medicaid billing privileges
11. Key Contacts and Resources
Providers should utilize the official North Dakota HHS portals and contact centers for guidance throughout the licensure and enrollment process. The MMIS Call Center and Health Facilities Unit are the primary touchpoints for technical assistance.
The ND QSP Hub is an essential online resource for understanding waiver requirements, billing procedures, and training standards.
- ND HHS Health Facilities Unit: Phone (701) 328-2310 for home health agency licensing and inspection inquiries
- ND Medicaid Call Center: Phone (877) 328-7098 for MMIS portal, enrollment, and billing support
- ND QSP Hub: Online resource center (ndqsphub.org) for Qualified Service Provider enrollment guides and training materials
- ND Health Enterprise Portal: mmis.nd.gov for Medicaid provider enrollment applications and claims submission
- ND Bureau of Criminal Investigation: Contact for fingerprinting cards and background check processing instructions
- ND Board of Nursing: Resource for verifying individual RN and LPN licensure status and scope of practice rules
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