North Dakota - Integrated Employment — Licensing, Medicaid Enrollment and Startup Requirements
Last reviewed: 2026-09-10
North Dakota Department of Health and Human Services (NDDHHS) funds Supported Employment and Individual Employment Support through the 1915(i) State Plan HCBS and the Traditional IID/DD Waiver. Approval to bill for these services requires an agency to first obtain either a Developmental Disabilities provider license under NDAC 75-04-01 or hold active national accreditation from CARF, COA, or CQL before submitting an enrollment application through the ND Health Enterprise MMIS Web Portal.
Individual employment specialists cannot enroll as independent standalone practitioners for this service. They must be employed by an approved 1915(i) or DD waiver Group Provider agency, which assumes responsibility for verifying that each staff member holds required credentials such as an Association of Community Rehabilitation Educators (ACRE) certificate or Certified Employment Support Professional (CESP) designation.
1. Service Definition and Scope
In North Dakota, Supported Employment provides intensive, ongoing supports that enable participants to secure and maintain paid employment in an integrated community setting at or above minimum wage. The service encompasses job development, job placement, and on-site job coaching tailored to the individual's vocational profile.
The service is designed to transition individuals away from facility-based day programs and into the competitive labor market, aligning with federal HCBS integration mandates.
- Current Service Name: Supported Employment (under 1915(i)) and Individual Employment Support (under DD Waiver).
- Target Population: Individuals with developmental disabilities or behavioral health conditions meeting 1915(i) or waiver level of care.
- Setting Requirement: Must be delivered in integrated community work environments, not facility-based or sheltered workshops.
- Wage Standard: Participants must be compensated at or above the customary wage and level of benefits paid by the employer for the same or similar work performed by individuals without disabilities.
2. Regulatory and Oversight Agencies
NDDHHS is the umbrella agency managing both the programmatic rules and the Medicaid financial infrastructure for HCBS. The Developmental Disabilities Section handles licensure and waiver operations, while the Medical Services Division oversees the MMIS portal and claims.
The North Dakota Secretary of State governs the corporate registration required before any agency can apply for Medicaid enrollment.
- North Dakota Department of Health and Human Services (NDDHHS): https://www.hhs.nd.gov
- NDDHHS Developmental Disabilities Section: https://www.hhs.nd.gov/human-services/disability-services/developmental-disabilities
- ND Health Enterprise MMIS Web Portal: https://www.hhs.nd.gov/healthcare/medicaid/provider/enrollment-information
- North Dakota Secretary of State: https://sos.nd.gov
3. Gatekeeping Prerequisites: Who Can Even Apply
North Dakota strictly limits direct Medicaid enrollment for Supported Employment to established group agencies; independent practitioners are structurally blocked from enrolling directly. There is no Certificate of Need or closed network moratorium, but the agency must secure either state DD licensure or national accreditation before the Medicaid application is accepted.
Agencies must also prove their corporate and employer standing at the state level before NDDHHS will process a Qualified Service Provider (QSP) application.
- Agency Affiliation Mandate: Individual employment specialists cannot enroll independently; they must be W-2 employees of an enrolled 1915(i) or DD Waiver Group Provider.
- Licensure or Accreditation Gate: Group Providers must hold a DD license under NDAC 75-04-01 or active accreditation from CARF, COA, or CQL prior to Medicaid enrollment.
- Secretary of State Registration: Agencies must be registered and in good standing with the ND Secretary of State before applying.
- Unemployment Insurance: Applicants must provide verification of active North Dakota unemployment insurance coverage.
4. Licensure and Certification Requirements
Agencies opting for state licensure rather than national accreditation must apply through the NDDHHS Developmental Disabilities Section under NDAC 75-04-01. This process involves submitting operational policies, passing a programmatic review, and demonstrating compliance with the HCBS Settings Rule.
During the Medicaid enrollment phase, the agency must upload specific state forms to prove they have cleared this licensure or accreditation hurdle.
- Licensure Authority: NDAC 75-04-01 (Licensure of Providers of Services to Eligible Individuals with Developmental Disabilities).
- Accreditation Alternatives: Commission on Accreditation of Rehabilitation Facilities (CARF), Council on Accreditation (COA), or The Council on Quality and Leadership (CQL).
- HCBS Settings Compliance: Providers must submit a signed attestation and lease policies demonstrating compliance with federal HCBS integration mandates.
- Competency Documentation: SFN 749 (Documentation of Competency) or a copy of the DD license/accreditation certificate must be uploaded during enrollment.
5. Medicaid Provider Enrollment
Once licensed or accredited, agencies enroll as a Qualified Service Provider (QSP) or 1915(i) Group Provider via the ND Health Enterprise MMIS Web Portal. The process requires establishing an ND Login, completing the online application, and signing the Medicaid Provider Agreement.
Providers must maintain their enrollment by responding to revalidation notices generated by the MMIS system.
- Enrollment System: ND Health Enterprise MMIS Web Portal (hhs.nd.gov/QSP).
- Provider Agreement: SFN 615 (ND Medicaid Provider Agreement) must be signed and submitted.
- Revalidation Cycle: Federal and state regulations require revalidation of the Medicaid enrollment at least once every five (5) years.
- Required Identifiers: Agencies must supply an Employer Identification Number (EIN) and a National Provider Identifier (NPI).
6. Staffing, Training and Background Checks
NDDHHS requires specific baseline training for all QSP agency staff, plus specialized vocational certifications for those delivering Supported Employment. Supervisors must meet experience thresholds to oversee individual providers.
The agency is responsible for maintaining primary source verification of these credentials in the employee's personnel file.
- Mandatory Agency Training: Fraud, Waste and Abuse (FWA) Training (completed within the last 6 months) and QSP Orientation Training.
- Supervisor Qualifications: Must meet individual provider requirements and possess two or more years of experience working in a vocational or educational setting.
- Staff Certifications: Individual providers typically must hold an ACRE certificate, CESP credential, or equivalent state-approved vocational rehabilitation training.
- Background Checks: Agencies must conduct and maintain records of criminal history record checks for all staff providing direct community-based services.
7. Documentation, Policies and Records
Enrolled agencies must maintain comprehensive records that justify the billing of Supported Employment services. This includes individualized employment plans, daily contact notes, and proof of ongoing staff credentials.
State surveyors and Medicaid program integrity auditors will review these files to ensure services match the authorized person-centered plan.
- Person-Centered Plan: Services must be explicitly authorized in the participant's NDDHHS-approved person-centered service plan.
- Service Notes: Documentation must include the date, start and end times, specific vocational interventions provided, and the participant's progress toward employment goals.
- Credential Tracking: Agencies must maintain a roster of all affiliated individual providers and primary source verification of their ACRE/CESP certifications.
- Policy Manual: Providers must maintain written policies on participant rights, incident reporting, and HCBS settings compliance.
8. Billing, Rates and Claims
Supported Employment is billed in 15-minute increments through the ND Health Enterprise MMIS portal. Rates are established by the NDDHHS Medical Services Division and published in the official fee schedules.
Providers must ensure they only bill for direct support time and not for periods where the individual is working independently without coaching.
- Billing Platform: Claims are submitted electronically via the ND Health Enterprise MMIS Web Portal.
- Unit of Service: Typically billed in 15-minute increments for direct job development and coaching time.
- Rate Publication: Specific procedure codes and current reimbursement rates are located in the NDDHHS 1915(i) and DD Waiver fee schedules on the agency's website.
- Exclusions: Providers cannot bill Medicaid for time spent supervising the participant if the employer is already paying the participant for that time.
9. Approval Sequence and Timeline
The critical path to approval begins with establishing the agency entity and securing either DD licensure or national accreditation, which is the longest phase. Only after the license or accreditation is in hand can the agency submit the Medicaid QSP/Group Provider enrollment.
Attempting to bypass the licensure/accreditation step will result in an immediate rejection of the MMIS application.
- Phase 1: Corporate formation, obtaining an EIN, and registering with the ND Secretary of State (1-2 weeks).
- Phase 2: Securing NDAC 75-04-01 DD Licensure or CARF/COA/CQL accreditation (3-9 months depending on the accrediting body's survey schedule).
- Phase 3: Completing FWA and QSP Orientation trainings (1 week).
- Phase 4: Submitting the ND Health Enterprise MMIS enrollment application with SFN 615 and SFN 749 (30-60 days for state processing).
10. Common Denials and Survey Findings
Applications are frequently delayed or denied at the Medicaid enrollment stage due to missing prerequisites, such as attempting to enroll without the required DD license or accreditation. During programmatic surveys, agencies often face citations for failing to maintain current staff certifications.
Strict adherence to the 6-month window for FWA training is a common administrative stumbling block for new applicants.
- Premature Application: Submitting the MMIS enrollment before the DD license or CARF/COA/CQL accreditation is fully approved and active.
- Missing Affiliations: Individual practitioners attempting to enroll directly without being W-2 employees of an approved Group Provider.
- Lapsed Training: Failing to upload a Fraud, Waste and Abuse (FWA) training certificate completed within the strict 6-month window prior to application.
- Settings Rule Violations: Delivering services in segregated, facility-based settings rather than integrated community employment sites.
11. Key Contacts and Resources
Prospective Supported Employment providers should utilize the NDDHHS QSP Hub and the MMIS portal for enrollment guidance. The Developmental Disabilities Section is the primary contact for licensure inquiries.
The Secretary of State's portal is used for all initial corporate registrations and ongoing business standing verifications.
- NDDHHS QSP Hub: https://www.hhs.nd.gov/QSP
- ND Health Enterprise MMIS Web Portal: https://www.hhs.nd.gov/healthcare/medicaid/provider/enrollment-information
- NDDHHS Developmental Disabilities Section: https://www.hhs.nd.gov/human-services/disability-services/developmental-disabilities
- ND Secretary of State Business Registration: https://sos.nd.gov
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