North Dakota - Adult Companion Services — Licensing, Medicaid Enrollment and Startup Requirements
Last reviewed: 2026-08-16
In North Dakota, Companionship Services are delivered under the state's Medicaid Waiver for Home and Community Based Services (HCBS). This service provides non-medical care, supervision, and socialization to eligible aged and disabled adults who are experiencing the negative effects of social isolation, allowing them to remain safely in their own homes and communities.
The single biggest structural barrier to entry for this service in North Dakota is the dual-approval requirement: an applicant cannot simply enroll in Medicaid. Before a provider can even access the Medicaid enrollment portal, they must first apply for and be granted status as a Qualified Service Provider (QSP) through the North Dakota Department of Health and Human Services (ND HHS) Aging Services Division. Without an approved QSP authorization letter, any Medicaid application will be immediately rejected.
1. Service Definition and Scope
Under North Dakota HHS Policy Manual 525-05-30-23, Companionship Services are defined as non-medical care, supervision, and socialization provided to an eligible recipient. The service is specifically targeted at individuals experiencing social isolation and is designed to help them work toward a therapeutic or community-integration goal.
This service is strictly non-medical. While a companion may assist with incidental instrumental activities of daily living (IADLs) during their visit, they are prohibited from providing hands-on personal care, medication administration, or medical treatments.
- Service Name: Companionship Services
- Policy Citation: ND HHS Policy Manual 525-05-30-23
- Covered Activities: Non-medical supervision, socialization, and incidental assistance with light IADLs
- Excluded Activities: Hands-on medical care, medication administration, and personal care tasks
- Target Population: Aged and disabled adults enrolled in the ND HCBS Waiver
- Setting: The individual's private residence or community settings, excluding provider-owned residential facilities
2. Regulatory and Oversight Agencies
The North Dakota Department of Health and Human Services (ND HHS) is the primary umbrella agency governing this service. Within ND HHS, responsibilities are divided between the Aging Services Division and the Medical Services Division.
Unlike standard medical providers whose enrollment is processed by the state's fiscal agent (Noridian), Qualified Service Providers (QSPs) are managed directly by ND HHS. The Aging Services Division handles the HCBS waiver rules and QSP certification, while the Medical Services Division oversees the final Medicaid MMIS enrollment.
- Umbrella Agency: North Dakota Department of Health and Human Services (ND HHS)
- Program Division: ND HHS Aging Services Division (manages HCBS waivers and QSP approvals)
- Medicaid Authority: ND HHS Medical Services Division (manages MMIS and claims)
- Enrollment Processor: ND HHS directly processes QSP enrollments, bypassing the standard Noridian contractor route used for other provider types
3. Gatekeeping Prerequisites: Who Can Even Apply
North Dakota does not require a Certificate of Need (CON) or a competitive Request for Proposals (RFP) procurement process to provide Companionship Services. The state operates an open-network model for HCBS waivers, meaning any willing provider who meets the standards can apply.
However, the absolute structural precondition blocking any applicant is the Qualified Service Provider (QSP) designation. A provider cannot submit a Medicaid enrollment application on the ND Health Enterprise MMIS portal without first securing an approved QSP status from the ND HHS Aging Services Division. There are no mandatory network affiliations or managed care subcontracts required for this specific FFS waiver service.
- Certificate of Need (CON): Not required for Companionship Services in North Dakota
- Procurement/RFP: None; open enrollment for qualified applicants
- Primary Structural Gate: Qualified Service Provider (QSP) approval from ND HHS Aging Services Division prior to Medicaid enrollment
- Network Affiliation: Not required; QSPs may operate as independent agencies
- Moratoria: No current state or federal moratoria specifically blocking new QSP companionship providers
- Managed Care: Not applicable; this service is carved out into the state's Fee-for-Service (FFS) system
4. Licensure and Certification Requirements
North Dakota does not issue a distinct facility or agency license for Companionship Services. Instead, providers must meet the certification standards to become an Agency Qualified Service Provider (QSP) under North Dakota Administrative Code (NDAC) 75-03-23.
To achieve this, an agency must submit a comprehensive QSP application packet demonstrating administrative capacity, appropriate liability coverage, and compliance with federal HCBS settings rules. Agencies must also designate an agency manager who is responsible for ensuring all direct care staff meet state competency standards.
- Licensure Authority: ND HHS Aging Services Division (QSP Certification)
- Regulatory Citation: ND Administrative Code (NDAC) 75-03-23 (Provision of HCBS)
- Application Form: SFN 1603 (Qualified Service Provider - Agency Application)
- Insurance Requirement: Proof of general liability insurance and workforce safety/worker's compensation coverage
- HCBS Settings Rule: Must sign an attestation of compliance with the federal HCBS Settings Rule during initial orientation and annual renewal
- Agency Manager: Must designate a specific individual responsible for staff competency and compliance
5. Medicaid Provider Enrollment
Once QSP status is officially granted by the Aging Services Division, the agency must enroll as a North Dakota Medicaid provider. This mandatory step is completed electronically through the ND Health Enterprise MMIS portal.
During this phase, the agency must upload their QSP approval letter, complete ownership disclosures, and pay the federal Medicaid application fee. Because Companionship Services are non-medical, agencies typically enroll as Atypical Providers unless they hold an NPI for other medical services.
- Enrollment Portal: ND Health Enterprise MMIS Web Portal
- Provider Type: Qualified Service Provider (QSP)
- Application Fee: $731 (2024 federal rate) for institutional/agency providers, unless waived or previously paid to Medicare/another state
- Screening Risk Level: Limited or Moderate risk, depending on exact taxonomy and agency structure
- Required Attachment: ND HHS QSP Approval Letter
- Revalidation: Required every 5 years per 42 CFR 455.414
6. Staffing, Training and Background Checks
Direct care workers providing Companionship Services must meet ND HHS competency standards before delivering care. Agencies are strictly responsible for verifying that their employees pass required background checks and complete the ND HHS-approved QSP orientation.
Because companions work with vulnerable adults, North Dakota requires comprehensive background screening. Staff must also demonstrate competency in communication, emergency procedures, and recognizing abuse, neglect, and exploitation.
- Minimum Age: Direct care staff must be at least 18 years old
- Background Checks: North Dakota Bureau of Criminal Investigation (BCI) fingerprint-based checks and state child/adult abuse registry checks
- Initial Training: Completion of the ND HHS QSP Orientation video and associated quizzes
- Competency Verification: Agency must document staff competency using state-approved checklists (SFN 1603 requirements)
- First Aid/CPR: Staff must maintain current CPR and First Aid certification
- OIG Exclusion: Agencies must check staff against the federal LEIE monthly
7. Documentation, Policies and Records
QSP agencies must maintain strict documentation to support Medicaid claims and demonstrate compliance with HCBS waiver rules. Services cannot be initiated or billed without a formal prior authorization from the county HCBS case manager.
Agencies must maintain individualized care plans that align with the state's authorization. Daily service logs must be kept meticulously, as North Dakota frequently audits QSP records to recover funds for undocumented services.
- Service Authorization: Must have a prior authorization from the county HCBS case manager before initiating services
- Care Plan: Services must strictly follow the client's Person-Centered Service Plan
- Daily Documentation: Logs detailing date, start/stop times, and specific socialization activities performed
- Record Retention: All Medicaid and QSP records must be retained for a minimum of 5 years
- Incident Reporting: Mandatory reporting of critical incidents to ND HHS Vulnerable Adult Protective Services (VAPS)
- Signatures: Daily logs must include the signature of the client or their legal representative verifying service delivery
8. Billing, Rates and Claims
Companionship Services are reimbursed on a fee-for-service basis through the ND Health Enterprise MMIS. Providers must bill using the specific HCPCS codes authorized on the client's service plan.
Claims must exactly match the authorized units and dates of service. Billing for units in excess of the county case manager's authorization will result in automatic claim denials.
- Billing System: ND Health Enterprise MMIS Web Portal
- Reimbursement Model: Fee-for-Service (FFS) based on the ND HHS HCBS fee schedule
- HCPCS Code: State-designated HCPCS code for Companionship Services (typically billed in 15-minute units)
- Prior Authorization: Claims will deny if the units billed exceed the county case manager's authorization
- Timely Filing: Claims must generally be submitted within 12 months of the date of service
- Electronic Visit Verification (EVV): Providers must verify current ND HHS EVV mandates for non-personal care HCBS codes
9. Approval Sequence and Timeline
The end-to-end process for becoming a billable Companionship Services QSP in North Dakota typically takes 60 to 90 days. This timeline is heavily dependent on the provider submitting a complete, error-free application.
Delays are most commonly caused by incomplete QSP applications, missing proof of liability insurance, or delayed background check results from the BCI.
- Step 1: Complete QSP Orientation and gather agency documentation (1-2 weeks)
- Step 2: Submit QSP Agency Application (SFN 1603) to ND HHS Aging Services Division
- Step 3: QSP Application Review and Approval by ND HHS (30-45 days)
- Step 4: Submit Medicaid Enrollment Application via ND Health Enterprise MMIS
- Step 5: MMIS Enrollment Processing and final approval to bill (30-45 days)
10. Common Denials and Survey Findings
ND HHS conducts periodic reviews of QSP agencies to ensure compliance with waiver standards. Deficiencies often stem from administrative oversights rather than clinical errors.
Common audit findings include billing for services without a valid, current authorization from the case manager, or failing to maintain daily logs with exact start and stop times.
- Application Denial: Missing proof of liability insurance or incomplete background checks
- Billing Denial: Billing for dates of service before the QSP enrollment effective date
- Billing Denial: Submitting claims without a valid prior authorization from the county case manager
- Audit Finding: Inadequate daily documentation (missing start/stop times or client signatures)
- Audit Finding: Providing hands-on personal care tasks under the Companionship billing code
- Compliance Failure: Failure to submit the annual QSP renewal packet, resulting in a lapse of Medicaid billing privileges
11. Key Contacts and Resources
Prospective providers should utilize the official ND HHS portals and contact the Aging Services Division for QSP-specific guidance. Because QSP enrollment bypasses the standard Noridian contractor, all QSP inquiries must go directly to the state.
The ND Health Enterprise MMIS portal is the central hub for the final step of Medicaid enrollment and subsequent claims submission.
- QSP Enrollment Contact: ND HHS Aging Services Division, HCBS Unit (Phone: 800-755-8529)
- Medicaid Enrollment Portal: ND Health Enterprise MMIS Web Portal (mmis.nd.gov)
- Policy Manual: ND HHS Policy Manual 525-05 (HCBS)
- Background Checks: North Dakota Bureau of Criminal Investigation (BCI)
- Forms Repository: ND HHS eForms system (for SFN 1603 and related QSP documents)
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