New York - Skilled Respite Service — Licensing, Medicaid Enrollment and Startup Requirements
Last reviewed: 2026-08-16
In New York, there is no standalone "Skilled Respite" provider license. Because the service requires licensed nursing staff to perform medical tasks that exceed the capacity of an unlicensed caregiver, the state requires the provider to hold an Article 36 Licensed Home Care Services Agency (LHCSA) or Certified Home Health Agency (CHHA) license. Once licensed, the agency can enroll to provide skilled respite through specific Medicaid programs, most notably the Nursing Home Transition and Diversion (NHTD) 1915(c) waiver.
The single biggest structural barrier to entry for this service in New York is the LHCSA Moratorium and Certificate of Need (CON) process. The New York State Department of Health (NYSDOH) and the Public Health and Health Planning Council (PHHPC) strictly limit new LHCSA approvals based on a public need and financial feasibility review. Unless an applicant qualifies for a narrow moratorium exception (such as affiliation with an Assisted Living Program or PACE) or acquires an existing licensed agency, a new application for licensure will not even be processed.
1. Service Definition and Scope
New York Medicaid covers respite to provide scheduled relief to unpaid caregivers who provide primary care to a waiver participant. When the participant's care plan dictates that their medical needs require a licensed nurse, the respite must be delivered by a provider authorized to provide skilled nursing services in the home.
Under the NHTD waiver, respite is typically delivered in 24-hour blocks or hourly increments, generally capped at 30 days per year. It is provided primarily in the participant's home or another dwelling acceptable to the participant, ensuring continuity of complex medical care while the primary caregiver is absent.
- Service Name: Respite (under NHTD Waiver)
- Statutory Authority: 1915(c) HCBS Waiver NY.0444 (Nursing Home Transition and Diversion)
- Licensure Authority: New York Public Health Law Article 36
- Scope of Practice: Nursing tasks performed by an RN or LPN under RN supervision during the primary caregiver's absence
- Setting: Primarily the participant's home or another community dwelling
- Limits: Generally authorized up to 30 days per year per participant
2. Regulatory and Oversight Agencies
Oversight of skilled respite in New York is divided between the state's health department, regional contractors, and program integrity offices. NYSDOH manages the underlying home care agency licensure and the overarching waiver policies.
Day-to-day waiver administration and provider approval are handled by regional contractors, while claims and audits are managed by the state's centralized Medicaid systems.
- Licensing Agency: NYS Department of Health (NYSDOH), Division of Home and Community Based Services
- Approval Board: Public Health and Health Planning Council (PHHPC)
- Waiver Administrator: NYSDOH and contracted Regional Resource Development Centers (RRDCs)
- Medicaid Enrollment: eMedNY (New York's Medicaid Management Information System)
- Program Integrity: Office of the Medicaid Inspector General (OMIG)
3. Gatekeeping Prerequisites: Who Can Even Apply
This is the most restrictive phase of becoming a provider in New York. The state does not operate an open enrollment system for new home care agencies. Structural barriers prevent new entities from applying for Medicaid waiver enrollment without first clearing severe licensure hurdles.
An applicant cannot simply apply to be an NHTD Respite provider; they must already possess the underlying Article 36 license for the specific counties they intend to serve, which is currently blocked for most new entrants by a state moratorium.
- LHCSA Moratorium: Active statutory restriction blocking the processing of new LHCSA applications unless the applicant meets a narrow exception (e.g., PACE affiliation)
- Certificate of Need (CON): Mandatory public need and financial feasibility review by the PHHPC required before a LHCSA license application is accepted
- Existing Licensure Prerequisite: Providers must submit a copy of an active LHCSA License to the RRDC to even apply for NHTD Respite
- County Restrictions: A LHCSA may only offer waiver services in the specific counties explicitly identified on their existing Article 36 license
- RRDC Sponsorship: Providers must submit a Letter of Intent to the regional RRDC and receive an invitation to submit an application packet
4. Licensure and Certification Requirements
If an entity meets a moratorium exception or is acquiring an existing agency, they must complete the comprehensive Article 36 licensure process. This involves proving character, competence, and financial stability to the state.
The application requires extensive disclosures about the operators, board members, and financial backers, along with detailed clinical policies.
- Application Form: DOH-1056 (Application for Home Care Licensure)
- Character and Competence: Extensive background and legal review of all operators, board members, and owners by NYSDOH
- Financial Feasibility: Proof of sufficient capitalization to operate the agency for at least two months without Medicaid revenue
- Policies and Procedures: Submission of comprehensive clinical, administrative, and training manuals for NYSDOH review
- Operating Certificate: Issued under Article 36 of the Public Health Law only after PHHPC grants final approval
5. Medicaid Provider Enrollment
Once the LHCSA license is secured and the RRDC approves the provider's waiver application packet, the agency must enroll as a billing provider in New York's Medicaid system. This is done through the eMedNY portal.
The RRDC acts as a gatekeeper for this step; NYSDOH will not upload the necessary rate codes to the provider's eMedNY profile until the RRDC confirms all waiver qualifications are met.
- System: eMedNY (New York's MMIS)
- Provider Category: Category of Service (COS) 0263 for NHTD Waiver Services
- Application Type: Must check 'Billing Provider' and 'New Enrollment' on the eMedNY application
- Required Identifiers: National Provider Identifier (NPI) Type 2 and Federal Employer Identification Number (FEIN)
- RRDC Coordination: A copy of all eMedNY enrollment documents must be submitted directly to the RRDC
- Rate Transmittal: NYSDOH submits approved rate codes to eMedNY only after the MMIS ID is assigned and RRDC gives final approval
6. Staffing, Training and Background Checks
Because this specific respite service requires skilled care, all direct care staff must hold active New York State nursing licenses. The agency is responsible for verifying these credentials continuously.
Furthermore, all staff entering a participant's home must clear state and federal background checks before their first shift.
- Staff Qualifications: Must be a NY-licensed Registered Nurse (RN) or Licensed Practical Nurse (LPN) operating under RN supervision
- Form Requirement: Employee Verification of Qualifications form must be maintained for each service the provider offers
- Background Check System: Mandatory fingerprinting through the NYSDOH Criminal History Record Check (CHRC) system
- Exclusion Screening: Mandatory monthly checks against OMIG and federal OIG Medicaid exclusion lists
- Training Curriculum: Provider-specific training curriculum must be submitted to and approved by the RRDC during enrollment
7. Documentation, Policies and Records
Providers must maintain strict clinical and administrative records that comply with CMS, NYSDOH, and OMIG standards. Failure to maintain these records exactly as prescribed can result in severe Medicaid clawbacks.
Agencies must also comply with federal mandates for tracking in-home care delivery.
- Provider Agreement: Must sign and adhere to the four-page NYSDOH NHTD Provider Agreement
- Service Plan Alignment: All delivered services must strictly align with the RRDC-approved Individual Service Plan (ISP)
- Electronic Visit Verification (EVV): Required for in-home personal care and respite services under the 21st Century Cures Act
- Record Retention: Medicaid records must be retained for a minimum of six years from the date of payment
- Status Reporting: Mandatory immediate reporting of any changes in ownership, address, or contact info to NYSDOH and the RRDC
8. Billing, Rates and Claims
Claims for skilled respite are submitted to eMedNY. Rates are established by NYSDOH and are typically tiered based on the geographic region of the state (e.g., Upstate versus Downstate).
Respite hours are strictly limited to what is authorized in the participant's care plan, and unused hours do not roll over.
- Billing System: eMedNY portal or via clearinghouse using standard 837I/837P EDI transactions
- Rate Setting: NYSDOH sets regional fee-for-service rates for NHTD waiver services
- Prior Authorization: All respite hours must be prior-authorized in the participant's ISP by the RRDC before delivery
- Billing Units: Billed in 15-minute increments or 24-hour per diem blocks depending on the specific rate code assigned
- Use-it-or-lose-it: Authorized respite hours must be used within the plan year and cannot be banked for future years
9. Approval Sequence and Timeline
The end-to-end process for becoming a skilled respite provider in New York is exceptionally long due to the CON requirement and PHHPC meeting schedules. For a new agency, the process can easily take 12 to 24 months.
Even for an existing LHCSA adding waiver services, the RRDC and eMedNY enrollment phases can take several months to finalize.
- Step 1: Submit CON/Public Need application to NYSDOH (if a moratorium exception applies)
- Step 2: Undergo PHHPC review and approval (historically takes 9-12 months)
- Step 3: Obtain the Article 36 LHCSA Operating Certificate
- Step 4: Submit Letter of Intent and application packet to the regional RRDC
- Step 5: Submit eMedNY enrollment application for COS 0263
- Step 6: NYSDOH uploads rate codes to eMedNY and issues the final approval letter
10. Common Denials and Survey Findings
Applications are most frequently rejected at the very beginning of the process due to the state's strict LHCSA moratorium. If an applicant cannot prove they meet an exception, the application is returned unreviewed.
Post-enrollment, providers face strict scrutiny from OMIG, where documentation errors frequently lead to payment recoveries.
- Moratorium Rejection: Initial application denied for failing to prove a valid exception to the LHCSA moratorium
- County Mismatch: Applying to the RRDC to provide NHTD respite in a county not explicitly listed on the agency's LHCSA license
- EVV Non-Compliance: Failure to capture electronic visit verification data for in-home shifts, leading to claim denials
- Unqualified Staff: Using unlicensed staff for skilled respite or failing to maintain the Employee Verification of Qualifications form
- Lapsed CHRC: Failure to complete the NYSDOH Criminal History Record Check before the nurse's first in-home shift
11. Key Contacts and Resources
Prospective providers must coordinate with multiple state and regional entities. The RRDC is the primary point of contact for waiver-specific enrollment questions.
For licensure questions, the NYSDOH Home Care Unit is the authoritative body.
- NYSDOH Home Care Unit: Manages Article 36 LHCSA licensure and CON applications (Homecare@health.state.ny.us)
- Regional Resource Development Centers (RRDC): Contracted regional offices that manage NHTD waiver provider approvals and care plans
- eMedNY Provider Enrollment: Handles MMIS ID issuance and Medicaid billing setup (emedny.org)
- Public Health and Health Planning Council (PHHPC): State board responsible for approving LHCSA establishment and public need
- Office of the Medicaid Inspector General (OMIG): Oversees compliance, audits, and mandatory exclusion lists (omig.ny.gov)
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