New York - Skilled Nursing Services — Licensing, Medicaid Enrollment and Startup Requirements
Last reviewed: 2026-09-10
In New York, providing skilled nursing services (RN and LPN) in the home requires licensure as a Licensed Home Care Services Agency (LHCSA) by the New York State Department of Health (DOH). This licensure is a rigorous Certificate of Need (CON) process that mandates applicants demonstrate public need, financial feasibility, and character and competence before they can even operate.
Once licensed, agencies must enroll in the New York State Medicaid program via the eMedNY portal to bill for services. The process is highly regulated, and recent updates to the administrative licensure amendment process and Medicaid revalidation requirements mean providers must strictly adhere to DOH and eMedNY guidelines to maintain compliance and active billing status.
1. Service Definition and Scope
Skilled Nursing Services in New York encompass care delivered by Registered Nurses (RNs) and Licensed Practical Nurses (LPNs) in a patient's home under physician orders. This includes comprehensive assessments, medication administration, and skilled treatments.
These services are typically provided through a Licensed Home Care Services Agency (LHCSA), which arranges and oversees the delivery of nursing, home health aide, and personal care services.
- Service: Skilled Nursing Services (RN and LPN)
- Setting: Patient's home
- Requirement: Physician orders required for skilled treatments and medication administration
- Provider Type: Licensed Home Care Services Agency (LHCSA)
2. Regulatory and Oversight Agencies
The primary regulatory body for LHCSAs in New York is the Department of Health (DOH), specifically the Bureau of Home and Community Based Services Licensing Unit and the Public Health and Health Planning Council (PHHPC).
Medicaid enrollment and claims processing are managed through eMedNY, the state's Medicaid Management Information System (MMIS).
- Licensing Agency: New York State Department of Health (DOH) (https://www.health.ny.gov)
- Approval Body: Public Health and Health Planning Council (PHHPC)
- Medicaid Enrollment: eMedNY (https://www.emedny.org)
- Electronic CON System: NYSE-CON
3. Gatekeeping Prerequisites: Who Can Even Apply
New York imposes strict gatekeeping prerequisites for LHCSA licensure, most notably the Certificate of Need (CON) requirement. Applicants must prove public need, financial feasibility, and character and competence.
For expansions into new counties, DOH will only approve Administrative Licensure Amendments (ALAs) if there is a demonstrated need, defined as fewer than five LHCSAs actively serving patients in the requested county.
- Prerequisite: Certificate of Need (CON) approval demonstrating public need
- Expansion Gate: Fewer than five LHCSAs actively serving patients in a requested county for ALA approval
- Exemptions: Expansions exclusively serving ALP, PACE, NFP, or CCRC programs are excluded from the needs analysis
- System: Applications must be filed electronically through NYSE-CON
4. Licensure and Certification Requirements
To become a LHCSA, applicants must submit a comprehensive licensure application (DOH-1056) through the NYSE-CON system. The application requires detailed information on ownership, program analysis, operating costs, and quality assurance programs.
Applications are reviewed by DOH staff and then presented to the PHHPC for contingent approval. Following contingent approval, applicants must submit a policy and procedure manual and pass a preopening survey.
- Application Form: DOH-1056 (Application for Home Care Licensure)
- Fee: Nonrefundable $2,000 application fee
- Review Process: DOH staff review followed by PHHPC approval
- Final Step: Preopening survey required before license issuance
5. Medicaid Provider Enrollment
After obtaining LHCSA licensure, agencies must enroll in New York Medicaid through the eMedNY Provider Index. Enrollment requires submitting specific forms and documentation based on the provider type.
New York is currently requiring all providers to revalidate their enrollment by June 2028 through the new Medicaid Provider Services Portal (PSP).
- Portal: eMedNY Provider Index (https://www.emedny.org)
- Revalidation: Required by June 2028 via the Provider Services Portal (PSP)
- Requirement: Active LHCSA license required for enrollment
- System: eMedNY handles all Medicaid fee-for-service enrollments
6. Staffing, Training and Background Checks
LHCSAs must employ qualified RNs and LPNs licensed to practice in New York State. The agency must have a Director/Administrator and nursing supervisors to oversee clinical staff.
Agencies must conduct thorough background checks and ensure all staff meet character and competence standards as part of the licensure and ongoing operational requirements.
- Staffing: Must employ licensed RNs and LPNs
- Leadership: Requires a Director/Administrator and nursing supervisors
- Standard: Character and competence review required for owners and operators
- Compliance: Must adhere to DOH regulations for staff qualifications
7. Documentation, Policies and Records
LHCSAs are required to maintain extensive documentation, including a comprehensive policy and procedure manual that must be approved by the DOH Regional Office prior to opening.
Agencies must also maintain detailed patient records, including physician orders, plans of care, and quality assurance program evaluations.
- Requirement: DOH-approved policy and procedure manual
- Patient Records: Must include physician orders and plans of care
- Quality Assurance: Documented quality assurance program required
- Financials: Summary of operating costs must be maintained
8. Billing, Rates and Claims
Medicaid billing for LHCSA services is processed through eMedNY. Providers must use the appropriate procedure codes and adhere to fee schedules published by DOH.
Providers can receive Electronic Remittance Advice (ERA) or PDF remittances via the eXchange in-box or FTP, requiring specific software for HIPAA-formatted information.
- System: eMedNY for claims processing
- Remittance: ERA or PDF remittances available via eXchange or FTP
- Requirement: FTP users must submit Security Packet B
- Rates: Based on DOH published fee schedules
9. Approval Sequence and Timeline
The approval process begins with the submission of the CON application via NYSE-CON, followed by DOH staff review and PHHPC presentation (meetings occur every two months).
After PHHPC contingent approval, the policy manual is reviewed, and a preopening survey is scheduled. The entire process can take several months to over a year depending on PHHPC meeting schedules and survey readiness.
- Step 1: Submit application via NYSE-CON with $2,000 fee
- Step 2: DOH staff review and PHHPC contingent approval
- Step 3: Policy and procedure manual review by Regional Office
- Step 4: Preopening survey and final license issuance
10. Common Denials and Survey Findings
Applications are frequently denied or delayed if they fail to demonstrate public need, especially under the new ALA rules requiring fewer than five active LHCSAs in a target county.
Survey findings often relate to inadequate policy and procedure manuals, failure to properly document physician orders, or issues with character and competence disclosures.
- Denial Reason: Failure to demonstrate public need (e.g., 5+ agencies in county)
- Denial Reason: Incomplete financial feasibility or operating cost summaries
- Survey Issue: Inadequate policy and procedure manuals
- Survey Issue: Missing or incomplete character and competence disclosures
11. Key Contacts and Resources
Prospective LHCSAs should utilize the DOH website and eMedNY portal for the most current applications, manuals, and guidance documents.
Specific email addresses are designated for CON applications and Administrative Licensure Amendments to streamline communication with DOH.
- DOH LHCSA Page: https://www.health.ny.gov/facilities/home_care/lhcsa
- eMedNY Portal: https://www.emedny.org
- CON Email: [email protected]
- ALA Email: [email protected]
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