Kentucky - Adult Companion Services — Licensing, Medicaid Enrollment and Startup Requirements
Last reviewed: 2026-08-15
In Kentucky, Medicaid does not use the distinct billing term "Adult Companion Services." Instead, non-medical supervision, socialization, and community integration services that allow an adult to remain safely in the community are licensed and billed as Community Living Supports (CLS) under the Supports for Community Living (SCL) and Michelle P. Waivers, or as Attendant Care under the Home and Community Based (HCB) Waiver. Providers seeking to offer these companion-style services must apply under these specific waiver service categories.
The single biggest structural barrier to entry for this service in Kentucky is the mandatory pre-enrollment HCBS Certification process mandated by 907 KAR 7:005. An applicant cannot simply submit a Medicaid enrollment application; they must first pass a rigorous initial certification review of their policies, procedures, and employee records by the Department for Medicaid Services (DMS) or its operating agencies before a Kentucky Medicaid Provider Number is ever issued.
1. Service Definition and Scope
Because Kentucky does not recognize "Adult Companion Services" as a standalone waiver service, providers must enroll to provide Community Living Supports (CLS) or Attendant Care. These services provide the non-medical supervision, socialization, and assistance with activities of daily living necessary to prevent institutionalization.
These services are highly individualized and must be delivered in accordance with a Person-Centered Service Plan (PCSP). They are strictly non-medical; staff cannot perform skilled nursing tasks unless specifically delegated under Kentucky's nurse delegation regulations.
- Service Equivalent: Community Living Supports (CLS) for I/DD populations, or Attendant Care for aged/physically disabled populations.
- Target Population: Elderly adults (65+) or individuals up to age 64 with physical or intellectual disabilities at risk of nursing facility placement, per the [Kentucky Medicaid Home & Community Based Waiver](https://www.medicaidplanningassistance.org/kentucky-home-community-waiver).
- Covered Activities: Non-medical supervision, socialization, cueing, community integration, and assistance with activities of daily living (ADLs).
- Excluded Activities: Skilled nursing care, medical administration (unless formally delegated), and services provided by a legally responsible individual.
- Setting Requirements: Services must be provided in the participant's home or community settings that fully comply with the CMS HCBS Settings Final Rule.
2. Regulatory and Oversight Agencies
The Kentucky Cabinet for Health and Family Services (CHFS) serves as the umbrella organization for all Medicaid and waiver services. Within CHFS, the Department for Medicaid Services (DMS) holds the ultimate authority for provider enrollment and funding.
Day-to-day waiver operations and provider certifications are delegated to specific departments based on the target population. The Department for Aging and Independent Living (DAIL) oversees the HCB waiver, while the Department for Behavioral Health, Developmental and Intellectual Disabilities (DBHDID) oversees the SCL and Michelle P. waivers.
- Umbrella Agency: Kentucky Cabinet for Health and Family Services (CHFS).
- Medicaid Authority: Department for Medicaid Services (DMS), which manages the Medicaid Partner Portal Application (MPPA).
- Waiver Operator (Aged/Disabled): Department for Aging and Independent Living (DAIL), responsible for HCB waiver oversight.
- Waiver Operator (I/DD): Department for Behavioral Health, Developmental and Intellectual Disabilities (DBHDID), responsible for SCL and MPW oversight.
- System Administrator: Medicaid Waiver Management Application (MWMA), the mandatory IT system for case management, PCSPs, and compliance tracking.
3. Gatekeeping Prerequisites: Who Can Even Apply
Kentucky imposes strict structural preconditions before a Medicaid enrollment application is accepted. The most critical gatekeeper is the HCBS Certification requirement; an agency must be audited and certified by DMS or its designees before accessing the enrollment portal.
Additionally, the state retains the right to impose moratoriums on new providers. Applicants must verify that no state-imposed or voluntary moratoriums are active for their specific waiver type before investing in the application process.
- Pre-Enrollment Certification: Providers must pass an initial certification review and policy audit by DMS/DAIL/DBHDID prior to being assigned a KY Medicaid provider number, per [Team Kentucky: Cabinet for Health and Family Services January 2023 Submission](https://www.medicaid.gov/medicaid/home-community-based-services/downloads/ky-jan1-subs.pdf).
- Business Registration: The entity must be registered and in good standing with the Kentucky Secretary of State.
- NPI Requirement: Applicants must obtain a Type 2 National Provider Identifier (NPI) tied to their legal business name prior to application.
- Waiver Moratoriums: Applications will be rejected if a moratorium is in effect for the target 1915(c) waiver program, per [907 KAR 7:005 - Certified waiver provider requirements | State Regulations | US Law | LII / Legal Information Institute](https://www.law.cornell.edu/regulations/kentucky/907-KAR-7-005).
- Settings Rule Compliance: The applicant's business model must demonstrate upfront compliance with the CMS HCBS Settings Final Rule, ensuring no institutional qualities exist.
4. Licensure and Certification Requirements
Because CLS and Attendant Care are non-medical, they do not require a traditional facility license (like a hospital or nursing home). Instead, they require HCBS Provider Certification under 907 KAR 7:005.
This certification process is an administrative audit. The state reviews the agency's organizational chart, policy and procedure manuals, and employee record templates to ensure they meet all waiver requirements and person-centered planning rules.
- Regulatory Citation: 907 KAR 7:005 establishes the requirements for 1915(c) home and community based service waiver providers.
- Certification Tool: Applicants must complete the DMS Certification tool, which evaluates provider compliance with the HCBS final rules.
- Policy Audit: Requires submission and state approval of an organizational chart, comprehensive policy manual, and employee record templates.
- Onsite Inspection: While residential or adult day providers require onsite inspections, agencies providing only in-home CLS/Attendant Care primarily undergo administrative and policy audits.
- Licensed Provider Exemption: If an agency is already a licensed Home Health Agency, they may be exempt from certain redundant certification provisions under Section 11 of 907 KAR 7:005.
5. Medicaid Provider Enrollment
Once HCBS Certification is achieved, the provider must formally enroll in Kentucky Medicaid using the Kentucky Medicaid Partner Portal Application (KY MPPA). This system manages all demographic data, disclosures, and provider agreements.
The enrollment process requires the submission of the approved certification letter, ownership disclosures, and the payment of application fees. Processing can take up to 60 days, provided all documentation is accurate.
- Enrollment Portal: Kentucky Medicaid Partner Portal Application (KY MPPA), accessed via [Partner Portal - Kentucky.gov](https://medicaidsystems.ky.gov/Partnerportal/home.aspx).
- Provider Type: Agencies enroll based on their specific waiver provider type designation in the MPPA system.
- Application Fee: Subject to the CMS institutional provider application fee (approximately $731) unless waived or already paid to Medicare.
- Required Agreements: Must sign the Medical Assistance Program Provider Participation Agreement (MAP-81).
- Processing Time: The enrollment process may take up to 60 days or longer if documentation is incomplete, per KRS 205.532, as noted in [New Enrollment, Revalidation or Maintenance](https://www.chfs.ky.gov/agencies/dms/provider/Pages/providerenroll.aspx).
6. Staffing, Training and Background Checks
Direct care staff providing CLS or Attendant Care must meet strict state qualifications before they can have independent contact with waiver participants. Agencies are responsible for maintaining pristine employee files to prove compliance during recertification audits.
Kentucky requires comprehensive background checks, including state police checks and abuse registry clearances. High-risk provider owners must also submit to fingerprinting.
- Minimum Age: Direct care staff must be at least 18 years of age.
- Education: Staff must possess a high school diploma, GED, or equivalent qualifying experience as defined by the specific waiver.
- Background Checks: Mandatory Kentucky State Police (KSP) criminal background check and Kentucky Abuse Registry (KARES) clearance prior to hire.
- Fingerprinting: Any person with 5% or more ownership in a provider designated as high categorical risk must consent to criminal background checks and submit fingerprints.
- Initial Training: Staff must hold current CPR and First Aid certifications and complete waiver-specific person-centered planning training before serving clients.
- Ongoing Training: Agencies must maintain employee training records demonstrating completion of annual continuing education requirements.
7. Documentation, Policies and Records
Kentucky relies heavily on the Medicaid Waiver Management Application (MWMA) to ensure services are delivered according to the Person-Centered Service Plan (PCSP). Providers must interact with this system regularly.
Internal agency documentation must be meticulous. Shift notes must directly correlate with the goals outlined in the PCSP, and agencies must have robust incident reporting policies.
- Care Plan System: Providers must use the Medicaid Waiver Management Application (MWMA) to review PCSPs and ensure non-conflicted service delivery.
- Service Documentation: Daily shift notes must include the date, exact start and stop times, specific PCSP goals addressed, and the staff member's signature.
- Incident Reporting: Agencies must implement a critical incident reporting policy that complies with CHFS standards and utilizes the MWMA incident reporting module.
- Record Retention: All Medicaid and waiver service records must be retained for a minimum of 5 years, or longer if subject to an active audit.
- HIPAA Compliance: Providers must implement secure, encrypted storage for all participant health information, daily logs, and medication administration records (if applicable).
8. Billing, Rates and Claims
Billing for CLS and Attendant Care is conducted through KYHealthNet, Kentucky's MMIS web portal. Services are typically billed in 15-minute increments using specific HCPCS codes.
Providers must ensure that all billed services are prior-authorized in the MWMA system. Additionally, providers are responsible for collecting any patient liability (share of cost) before Medicaid reimburses the remaining balance.
- Billing Portal: Claims are submitted electronically via KYHealthNet (public.kymmis.com/kyhealthnet) or through an approved clearinghouse.
- Billing Codes: Typically billed using T2013 (Attendant Care) or H2015 (Community Living Supports), depending on the specific waiver authorization.
- Unit Measurement: Services are generally billed in 15-minute increments.
- Prior Authorization: All services must be prior-authorized in MWMA based on the approved PCSP; claims without matching authorizations will deny.
- Patient Liability: Providers must collect any patient liability determined by considering the participant's income, per the [MEDICAID WAIVER SERVICES FACT SHEET](https://www.chfs.ky.gov/agencies/dms/MAPForms/Map418.pdf).
9. Approval Sequence and Timeline
Becoming a waiver provider in Kentucky is a multi-phase process that requires patience. Because certification must precede enrollment, applicants cannot run these processes concurrently.
From initial business formation to billing the first claim, new agencies should expect the entire process to take between 3 to 6 months, assuming no application errors or omitted information.
- Phase 1: Business formation, obtaining an EIN, and securing a Type 2 NPI (1-2 weeks).
- Phase 2: Submission of the HCBS Certification application and policy manuals to DMS/DAIL/DBHDID (30-60 days for state review and approval).
- Phase 3: Submission of the Medicaid Enrollment application via KY MPPA (up to 60 days for processing).
- Phase 4: MCO Credentialing and contracting, if the specific waiver population is managed by Managed Care Organizations (60-90 days).
- Total Timeline: Expect 3 to 6 months from the start of the process to authorization for service delivery.
10. Common Denials and Survey Findings
Applications are frequently delayed or denied due to administrative errors or failure to respond to state inquiries. 907 KAR 7:005 explicitly allows DMS to deny enrollment if an applicant fails to provide requested information within the specified timeframe.
During recertification surveys, agencies are most commonly cited for documentation failures, such as missing start/stop times or failing to link daily activities to the participant's PCSP goals.
- Omitted Information: Denial of enrollment for failing to respond to a DMS "notice of omitted information" within the required time period.
- Settings Rule Violations: Rejection of policy manuals that restrict participant community access, choice of schedule, or privacy, violating the HCBS Final Rule.
- Incomplete Background Checks: Survey citations for allowing staff to provide services before KARES and KSP background checks have fully cleared.
- Documentation Gaps: Recertification failures due to missing start/stop times or generic shift notes that do not reference specific PCSP goals.
- Conflicted Services: Violating MWMA rules that prevent a single agency from providing both case management and direct care to the same participant.
11. Key Contacts and Resources
Navigating Kentucky's waiver system requires utilizing the correct portals and helpdesks. The KY MPPA helpdesk is the primary contact for enrollment issues, while DMS handles waiver policy.
Providers should bookmark the CHFS provider pages and the Legislative Research Commission's website for the most up-to-date administrative regulations.
- Provider Enrollment Helpdesk: Call (877) 838-5085 for assistance with the KY MPPA system.
- Medicaid Partner Portal (KY MPPA): Access the enrollment system at medicaidsystems.ky.gov/Partnerportal.
- KYHealthNet: Access the claims and billing portal at public.kymmis.com/kyhealthnet.
- CHFS Department for Medicaid Services (DMS): Call (800) 578-0775 for general waiver policy and certification questions.
- Regulations: Review [907 KAR 7:005 - Certified waiver provider requirements](https://www.law.cornell.edu/regulations/kentucky/907-KAR-7-005) for exact legal standards.
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