Hawaii - Respite Care Services — Licensing, Medicaid Enrollment and Startup Requirements
Last reviewed: 2026-09-09
The Hawaii Department of Human Services (DHS) Med-QUEST Division (MQD) funds Respite Care Services through the 1115 QUEST Integration (QI) waiver and the 1915(c) Waiver for Individuals with Intellectual and Developmental Disabilities (I/DD). The service provides short-term relief to unpaid primary caregivers, ensuring the Medicaid participant receives continuous supervision and support in their home or a licensed community setting.
Approval requires securing a direct contract with a QUEST Integration Managed Care Organization (MCO) or obtaining a provider agreement from the Department of Health Developmental Disabilities Division (DOH-DDD) prior to submitting an application through the HOKU provider enrollment system. Standalone applications submitted to Med-QUEST without these prior network affiliations or waiver approvals are not processed.
1. Service Definition and Scope
In Hawaii, Respite Care is defined as a service provided to individuals unable to care for themselves, furnished on a short-term basis because of the absence or need for relief of those persons normally providing the care. It is an essential Home and Community-Based Service (HCBS) designed to prevent institutionalization by supporting the primary unpaid caregiver.
The service can be delivered in the participant's home, a licensed Adult Foster Home, or an Adult Day Health Center. It is strictly for relief and cannot supplant the responsibilities of paid direct support workers or educational mandates.
- In-Home Respite: Delivered in the participant's private residence by an agency-employed direct support worker.
- Facility-Based Respite: Delivered in an OHCA-licensed setting such as an Adult Day Health Center or Adult Foster Home.
- Target Populations: Individuals meeting nursing facility level of care under the QI waiver, or individuals with I/DD under the 1915(c) waiver.
- Authorization Limits: Hours are strictly capped based on the participant's person-centered Individualized Service Plan (ISP).
- Excluded Activities: Cannot be billed simultaneously with other per-diem residential services or during hours the participant is attending school.
2. Regulatory and Oversight Agencies
The Med-QUEST Division (MQD) under the Department of Human Services is the single state Medicaid agency responsible for overall program integrity and provider enrollment. However, day-to-day oversight is heavily delegated to Managed Care Organizations and the Department of Health.
The Department of Health's Developmental Disabilities Division (DDD) operates the 1915(c) waiver, while the Office of Health Care Assurance (OHCA) handles all facility-level licensure.
- Medicaid Agency: Department of Human Services, Med-QUEST Division (MQD) (https://medquest.hawaii.gov)
- Waiver Operator: Department of Health, Developmental Disabilities Division (DDD) (https://health.hawaii.gov/ddd/)
- Licensing Authority: Department of Health, Office of Health Care Assurance (OHCA) (https://health.hawaii.gov/ohca/)
- Enrollment Portal: HOKU (Hawaii's Online Kahu Utility) (https://medquest.hawaii.gov/content/medquest/en/plans-providers/Provider-Management-System-Upgrade.html)
3. Gatekeeping Prerequisites: Who Can Even Apply
Hawaii's Medicaid system relies almost entirely on managed care and delegated waiver operations. Consequently, a provider cannot simply enroll with Med-QUEST to offer respite services; they must first be accepted into a specific delivery network.
For the 1115 QI waiver, this means passing an MCO's credentialing and contracting process. For the 1915(c) waiver, it requires passing the DOH-DDD provider readiness review.
- MCO Contracting: QUEST Integration providers must secure a network contract with an active MCO (e.g., HMSA, AlohaCare, UHC, Kaiser) before MQD enrollment.
- DDD Authorization: 1915(c) providers must pass the DOH-DDD provider application and readiness review to receive a waiver provider agreement.
- Facility Licensure: Facility-based respite requires an active OHCA license (e.g., Adult Day Health Center) prior to application.
- Business Registration: Applicants must hold an active Certificate of Good Standing from the Hawaii Department of Commerce and Consumer Affairs (DCCA).
4. Licensure and Certification Requirements
Hawaii does not issue a distinct "Respite Agency" license. Instead, the licensure requirement depends entirely on where the service is delivered. In-home respite providers operate as non-medical agencies and are certified through waiver operators rather than licensed by OHCA.
If respite is provided outside the participant's home, the physical facility must hold the appropriate OHCA license for that setting type.
- In-Home Respite: Operates as an Atypical Agency; requires DDD certification or MCO credentialing rather than an OHCA facility license.
- Facility-Based Respite: Requires an OHCA license for the specific setting, such as an Adult Day Health Center or Adult Foster Home.
- HCBS Final Rule Compliance: All settings must demonstrate full integration and compliance with the HCBS Final Rule prior to approval, verified via DOH-DDD or MCO validation visits.
- Tax Clearance: Must maintain current Hawaii State Tax Clearance and federal EIN documentation.
5. Medicaid Provider Enrollment
All Medicaid providers in Hawaii must enroll through the HOKU (Hawaii's Online Kahu Utility) system. Respite providers typically enroll as Atypical Agencies since they provide non-medical HCBS.
During enrollment, providers must upload their MCO contracts, DDD approvals, or OHCA licenses, and pay the required federal application fee.
- Enrollment System: HOKU (Hawaii's Online Kahu Utility).
- Provider Type: Enrolled as an Atypical Agency (non-medical) Provider.
- Application Fee: A $500 application fee is collected from institutional providers, including all HCBS providers, for new enrollments and revalidations.
- Required Forms: Data elements from the DHS 1139 (Provider Enrollment Form) are entered directly into HOKU, alongside a completed IRS W-9.
6. Staffing, Training and Background Checks
Agencies must ensure that all direct support workers providing respite care meet strict state requirements before they have any contact with Medicaid participants. This includes comprehensive background screening and specific training.
Training must be tailored to the specific needs of the participant as outlined in their person-centered plan.
- Minimum Age: Direct care workers must be at least 18 years old.
- Background Checks: State and federal criminal history record checks are required, utilizing Hawaii Fieldprint for fingerprinting.
- Registry Clearances: Mandatory clearance through the Hawaii Adult Protective Services (APS) and Child Welfare Services (CWS) registries.
- Basic Training: Current certification in CPR and First Aid is required for all direct support staff.
- Participant-Specific Training: Staff must be trained on the individual's ISP and specific behavioral or medical support needs prior to delivering care.
7. Documentation, Policies and Records
Respite providers must maintain detailed records to substantiate claims and demonstrate compliance with HCBS waiver requirements. Documentation must clearly show that the service provided relief to the primary caregiver.
State and federal auditors, as well as MCOs, frequently review these records during annual monitoring.
- Service Logs: Must document the date, exact start and end times, location of service, and a brief description of activities.
- Caregiver Verification: Timesheets or service logs must be signed or electronically verified by the unpaid primary caregiver.
- Incident Reporting: Critical incidents must be reported to the participant's MCO or DOH-DDD case manager within 24 hours.
- Record Retention: All Medicaid service and billing records must be retained for a minimum of 10 years.
8. Billing, Rates and Claims
Because Hawaii operates under a managed care model for most Medicaid services, respite claims are typically submitted directly to the participant's contracted MCO rather than the state MMIS.
For 1915(c) waiver participants, billing procedures are dictated by DOH-DDD and the state's fiscal intermediary.
- Procedure Codes: Typically billed using S5150 (unskilled respite, 15-minute increments) or S5151 (per diem), depending on the authorization.
- Prior Authorization: All respite hours must be explicitly prior-authorized on the participant's approved care plan before services commence.
- Claims Routing: Submitted to the specific QUEST Integration MCO (e.g., HMSA, AlohaCare) or via the designated DDD billing system.
- Locum Tenens: The locum tenens billing arrangement (using form DHS 1144) is generally not applicable to non-medical atypical agency respite services.
9. Approval Sequence and Timeline
Becoming a respite provider in Hawaii is a sequential process. A provider cannot simply apply to Med-QUEST first; they must build their business infrastructure and secure network approvals beforehand.
The entire process from business formation to active billing status can take 4 to 8 months, depending on MCO credentialing cycles.
- Step 1: Register the business with the Hawaii DCCA and obtain an EIN.
- Step 2: Secure an OHCA facility license (only required if providing facility-based respite).
- Step 3: Apply for DOH-DDD certification or initiate network contracting with a QUEST Integration MCO.
- Step 4: Submit the Medicaid enrollment application via HOKU and pay the $500 fee.
- Step 5: Complete MCO credentialing and loading into the payer's claims system.
10. Common Denials and Survey Findings
Applications are frequently delayed or denied when providers misunderstand Hawaii's managed care structure and attempt to enroll in HOKU without prior MCO or DDD approval.
During ongoing operations, survey findings often center on inadequate documentation of caregiver relief or failure to maintain current background checks.
- Missing Affiliation: Submitting a HOKU application without an active MCO contract or DOH-DDD provider agreement.
- HCBS Non-Compliance: Facility settings failing to demonstrate community integration or participant privacy during validation visits.
- Background Check Gaps: Allowing staff to provide services before APS/CWS registry clearances are fully returned and documented.
- Incomplete HOKU Profiles: Failure to upload the required W-9, DCCA Certificate of Good Standing, or paying the $500 application fee.
11. Key Contacts and Resources
Prospective providers should begin by contacting the specific waiver operating agency (DDD or the MCOs) before reaching out to Med-QUEST.
The HOKU portal provides user guides and training materials for the actual Medicaid enrollment step.
- Med-QUEST Provider Enrollment: [email protected] (https://medquest.hawaii.gov)
- HOKU Portal: (https://medquest.hawaii.gov/content/medquest/en/plans-providers/Provider-Management-System-Upgrade.html)
- DOH Developmental Disabilities Division: (https://health.hawaii.gov/ddd/)
- DOH Office of Health Care Assurance: (https://health.hawaii.gov/ohca/)
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