Delaware - I/DD Services — Licensing, Medicaid Enrollment and Startup Requirements
Last reviewed: 2026-09-09
The Delaware Division of Developmental Disabilities Services (DDDS) authorizes providers for the DDDS Lifespan Waiver and the Pathways to Employment program through a structured four-phase approval sequence. Prospective agencies must first respond to an active Request for Proposals (RFP) issued by the Division of Management Services (DMS) for "Home and Community Based Services for Individuals with Intellectual and Developmental Disabilities" before any Medicaid enrollment can occur.
Once the RFP response is accepted, applicants submit a comprehensive application package to the DDDS Authorized Provider Committee and complete a mandatory interview. Successful candidates receive authorization to enroll in the Delaware Medical Assistance Program (DMAP) via the Gainwell portal, followed by final contracting to deliver services ranging from residential habilitation in licensed Neighborhood Homes to group supported employment.
1. Service Definition and Scope
Delaware funds I/DD services primarily through the 1915(c) DDDS Lifespan Waiver and the 1915(i) Pathways to Employment program. These waivers cover a comprehensive array of supports designed to integrate individuals into the community in compliance with the CMS HCBS Settings Rule.
Authorized services range from facility-based and in-home supports to specialized employment training. Providers must specify which exact services they are applying to deliver during the initial Information Gathering phase.
- Residential Habilitation: Provided in licensed Neighborhood Homes or Family Care Homes (Shared Living).
- Supported Employment: Includes both individual and group supported employment options.
- Pre-Vocational Training: Facility or community-based training to prepare individuals for paid employment.
- Personal Care: Agency-based personal assistance requiring specific state licensure.
- Respite: Short-term relief for primary caregivers, delivered via the Agency Option or Agency with Choice Broker.
2. Regulatory and Oversight Agencies
Multiple divisions within the Delaware Department of Health and Social Services (DHSS) oversee I/DD waiver services. DDDS handles programmatic authorization and policy, while the Division of Medicaid and Medical Assistance (DMMA) manages the overarching Medicaid authority.
Facility licensure is managed separately by the Office of Health Facilities Licensing and Certification (OHFLC), which enforces regulations for residential and home health agencies.
- Division of Developmental Disabilities Services (DDDS): Authorizes providers and manages the Lifespan Waiver (https://dhss.delaware.gov/ddds/).
- Division of Medicaid and Medical Assistance (DMMA): Oversees the Delaware Medical Assistance Program (DMAP) (https://dhss.delaware.gov/dmma/).
- Division of Management Services (DMS): Issues and manages the required Request for Proposals (RFP) (https://dhss.delaware.gov/dms/).
- Office of Health Facilities Licensing and Certification (OHFLC): Issues licenses for Neighborhood Homes and Personal Assistance Services Agencies (https://dhss.delaware.gov/dhcqc/).
- Gainwell Technologies: Operates the DMAP provider enrollment portal (https://medicaid.dhss.delaware.gov/provider/Home/ProviderEnrollment/tabid/477/Default.aspx).
3. Gatekeeping Prerequisites: Who Can Even Apply
Delaware utilizes a strict procurement and committee-review model for I/DD waiver services. Agencies cannot simply submit a Medicaid enrollment application; they must first pass through the state's RFP and authorization gates.
The Division explicitly states it will not accept incomplete applications, and all applicants must complete a mandatory 12-session Information Gathering review before submitting their materials.
- RFP Requirement: Applicants must respond to the DMS Request for Proposals (RFP) for "Home and Community Based Services for Individuals with Intellectual and Developmental Disabilities."
- Information Gathering Sessions: Prospective providers must review 12 specific online sessions (including Community Settings Final Rule and Financial Requirements) before applying.
- Authorized Provider Committee: Applications must be submitted to and approved by the DDDS Authorized Provider Committee.
- Committee Interview: Following application submission, agencies must pass a formal interview with the Authorized Provider Committee.
4. Licensure and Certification Requirements
While DDDS authorizes the programmatic delivery of waiver services, the physical sites and specific agency types must be licensed by OHFLC. The required license depends entirely on the service being provided.
Providers must secure these licenses prior to final contracting and service delivery, ensuring compliance with Delaware Administrative Code Title 16.
- Neighborhood Homes: Must be licensed under Health Care Quality (HCQ) Neighborhood Home Regulations (Title 16, Section 3310).
- Family Care Homes: Must comply with HCQ Family Care Home Regulations for Shared Living (Title 16, Section 3315).
- Personal Care Agencies: Must hold a State Personal Assistance Services Agency (PASA) License per Delaware Code Title 16-4469.
- Respite Agencies: Must hold a State Home Health Agency License per Delaware Code Title 16-4406 if operating as a Home Health Agency.
- Business License: All providers must hold a valid State of Delaware Business License or proof of 501(c)(3) status.
5. Medicaid Provider Enrollment
After receiving authorization from DDDS, providers move to Phase 3: enrolling as a Delaware Medicaid provider. This is conducted entirely online through the DMAP portal operated by Gainwell.
Providers must have their National Provider Identifier (NPI) and DDDS authorization letter ready before initiating the Gainwell application.
- Enrollment Portal: Applications are submitted via the DMAP web-based system operated by Gainwell.
- Prerequisite Authorization: Gainwell will not process the enrollment without prior DDDS Authorized Provider status.
- NPI Requirement: Agencies must obtain and register a valid Type 2 NPI number matching their service taxonomy.
- MCO Registration: The enrollment application also serves as registration for Delaware Managed Care Organizations (MCOs) where applicable.
6. Staffing, Training and Background Checks
DDDS enforces strict training and qualification standards for all Direct Support Professionals (DSPs) and agency staff. Providers must utilize the state's Electronic Training System to track compliance.
All staff must be trained on the participant's specific service plan and unique disability needs prior to delivering any billable service.
- New Provider Orientation: Agency leadership must attend the mandatory DDDS New Provider Orientation.
- HCBS Settings Rule Training: Staff must be trained on and demonstrate compliance with the CMS Final Rule regarding community integration.
- Background Screening: All staff must undergo mandatory state and federal background checks and volunteer applicant screening per DDDS policy.
- Tuberculin Screening: Staff and service recipients must comply with the February 2023 Tuberculin Screening policy.
7. Documentation, Policies and Records
Authorized providers must maintain comprehensive electronic records and adhere to DDDS-specific policy mandates. The state requires the use of a designated Electronic Client Data Management System.
During the application phase, agencies must submit a Requirements Summary Checklist in Word format, mapping their policies to state standards.
- Medicaid Compliance Plan: Agencies must submit a plan meeting the "Essential Elements to a Medicaid Compliance Plan" guidelines.
- Application Formatting: Applications must be emailed as a .ZIP file with separate .pdf documents for each question, using the subject format: <Company Name, Service applying for>.
- Electronic Health Record: Providers must implement and utilize an approved Electronic Health Record (EHR) system.
- Capacity Notification: Providers must notify DDDS in writing when a program is no longer at capacity to update the public directory.
8. Billing, Rates and Claims
Claims for the DDDS Lifespan Waiver are processed through the DMAP MMIS. Providers must follow the billing guidelines outlined in the DDDS HCBS Waiver Provider Policy Manual.
Rates are established by DHSS and require specific modifiers to distinguish between individual and group service delivery models.
- Claims System: All waiver claims are submitted to DMAP via the Gainwell portal.
- Supported Employment Modifier: Providers must use modifier U1 when billing for Individual Supported Employment.
- Referral Window: Providers may only accept referrals for services scheduled to begin within 90 days of the application date.
- State Contracts: DDDS may issue separate state contracts to pay for services for consumers who are not eligible for Medicaid.
9. Approval Sequence and Timeline
The DDDS provider approval process is divided into four distinct phases. The timeline depends heavily on the agency's readiness and the scheduling of the Authorized Provider Committee interview.
DDDS reserves the right to issue a Provisional Authorization to existing providers applying to add new services, though full authorization steps must still be completed.
- Phase 1: Information Gathering, including reviewing 12 online sessions and reading all required regulations.
- Phase 2: Application submission via email and completion of the Authorized Provider Committee Interview.
- Phase 3: Medicaid Enrollment through the DMMA/Gainwell portal.
- Phase 4: Final contracting, New Provider Orientation, and placement on the Authorized Provider Directory.
10. Common Denials and Survey Findings
The most frequent cause for immediate application rejection is failure to follow the strict submission formatting rules. DDDS explicitly states they will return incomplete applications without review.
During post-enrollment surveys, OHFLC and DDDS frequently cite providers for failing to fully implement the CMS HCBS Settings Rule in residential environments.
- Incomplete Applications: Automatically returned if the Requirements Summary Checklist is missing or not in Word format.
- Formatting Errors: Rejection for failing to separate each application question into its own .pdf file within the submitted .ZIP archive.
- Settings Rule Violations: Citations for isolating waiver participants or failing to provide community access in Neighborhood Homes.
- Training Deficiencies: Failure to document that DSPs completed participant-specific service plan training prior to shifts.
11. Key Contacts and Resources
Prospective providers should direct all application materials and procedural questions to the DDDS Provider Authorization Committee. The state maintains a dedicated resource mailbox for this purpose.
For Medicaid enrollment technical assistance, providers must contact Gainwell Technologies through the DMAP portal.
- DDDS Provider Authorization Committee: [email protected]
- DDDS Official Website: https://dhss.delaware.gov/ddds/
- DMAP Provider Portal (Gainwell): https://medicaid.dhss.delaware.gov/provider/Home/ProviderEnrollment/tabid/477/Default.aspx
- Office of Health Facilities Licensing and Certification: https://dhss.delaware.gov/dhcqc/
- Division of Management Services (RFP Portal): https://dhss.delaware.gov/dms/
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