Arkansas - Respite Care Services — Licensing, Medicaid Enrollment and Startup Requirements
Last reviewed: 2026-08-16
In Arkansas, Respite Care Services provide short-term, temporary relief to unpaid primary caregivers, ensuring the Medicaid participant continues to receive necessary supervision and support. This service is primarily funded through Home and Community-Based Services (HCBS) waivers, specifically the ARChoices in Homecare Waiver for adults with physical disabilities and the Community and Employment Support (CES) Waiver for individuals with intellectual and developmental disabilities.
The single biggest structural barrier to entry in Arkansas is that the state does not issue a standalone "Respite Care License." Instead, applicants must first obtain an underlying state license (such as a Class A or Class B Home Health Agency or Home Care Agency license) or achieve comprehensive CES Waiver Provider Certification through the Division of Provider Services and Quality Assurance (DPSQA) before they are permitted to enroll in Medicaid to bill for respite services.
1. Service Definition and Scope
Respite care in Arkansas is defined as short-term relief provided to an unpaid primary caregiver. It ensures that the participant's health, safety, and supervision needs are met while the caregiver is temporarily unavailable. The service is authorized under specific Medicaid waivers, including the [AR Choices in Homecare Waiver (0195.R06.00) | Medicaid](https://www.medicaid.gov/medicaid/section-1115-demo/demonstration-and-waiver-list/81001).
Services can be delivered in the participant's home, the provider's home, or an approved licensed facility. The scope of care includes assistance with activities of daily living (ADLs), supervision, and basic health monitoring, but it cannot replace routine nursing care.
- Covered Waivers: ARChoices in Homecare Waiver and the Community and Employment Support (CES) Waiver.
- Service Settings: Participant's home, the respite provider's home, or a licensed residential facility.
- Prohibited Providers: Spouses, legal guardians, or individuals living in the same household as the participant cannot be paid to provide respite care.
- Duration Limits: Respite hours are strictly capped by the participant's annual budget as outlined in their Person-Centered Service Plan (PCSP).
- Scope of Care: Includes supervision, companionship, and assistance with ADLs to maintain the participant's health and safety.
2. Regulatory and Oversight Agencies
The Arkansas Department of Human Services (DHS) is the single state Medicaid agency responsible for overseeing HCBS waivers. Within DHS, the Division of Provider Services and Quality Assurance (DPSQA) handles provider certification, licensing, and quality surveys.
The Division of Medical Services (DMS) manages the actual Medicaid provider enrollment process and claims payment, utilizing Gainwell Technologies as the fiscal agent to operate the Medicaid Management Information System (MMIS).
- Arkansas Department of Human Services (DHS): https://humanservices.arkansas.gov
- Division of Provider Services and Quality Assurance (DPSQA): https://humanservices.arkansas.gov/divisions-shared-services/provider-services-quality-assurance/
- Division of Medical Services (DMS): https://humanservices.arkansas.gov/divisions-shared-services/medical-services/
- Division of Developmental Disabilities Services (DDS): https://humanservices.arkansas.gov/divisions-shared-services/developmental-disabilities-services/
- Arkansas Medicaid MMIS Provider Portal (Gainwell Technologies): https://portal.mmis.arkansas.gov
3. Gatekeeping Prerequisites: Who Can Even Apply
Arkansas does not utilize a Certificate of Need (CON) program or closed network procurement (RFP) for respite care. However, it strictly enforces an operational prerequisite: you cannot apply to Medicaid as a standalone "respite provider."
To bill for respite under ARChoices or the CES Waiver, an applicant must first hold an underlying state license (such as a Home Health or Home Care license) or pass the rigorous DPSQA certification process to become a comprehensive waiver provider. There are currently no state-imposed moratoria on new HCBS waiver provider enrollments.
- Underlying Licensure Requirement: Applicants must hold a Class A or Class B Home Health Agency license, a Private Duty Nursing license, or be a certified CES Waiver Provider before applying for Medicaid enrollment.
- CES Waiver Certification: Requires submission of a comprehensive business plan, financial statements, and policies to DPSQA prior to Medicaid enrollment.
- Business Registration: The entity must be registered and in good standing with the Arkansas Secretary of State.
- NPI Requirement: Applicants must obtain a National Provider Identifier (NPI) tied to the specific taxonomy for in-home respite or home care.
- No Moratoria: There are genuinely no state-imposed moratoria or closed enrollment windows for HCBS respite providers in Arkansas at this time.
4. Licensure and Certification Requirements
Because respite is a service rather than a facility type, providers must achieve DPSQA certification for the specific waiver they intend to serve. For the CES Waiver, this involves a rigorous application process demonstrating the capacity to serve individuals with intellectual and developmental disabilities.
Applicants must submit detailed organizational policies, prove financial solvency, and undergo an initial readiness review by DPSQA surveyors before certification is granted.
- Application Portal: DPSQA Provider Certification applications are submitted via the DHS online portal.
- Required Documentation: Must include an organizational chart, proof of commercial general liability insurance, and a detailed grievance policy.
- Financial Solvency: Applicants must demonstrate financial stability, often requiring a line of credit or reserve funds equivalent to two months of operating expenses.
- On-Site Survey: DPSQA conducts an initial readiness review or on-site survey prior to issuing the waiver certification.
- Renewal Cycle: Certifications and underlying home care licenses are typically renewed annually.
5. Medicaid Provider Enrollment
Once certified by DPSQA, providers must enroll with Arkansas Medicaid through the Division of Medical Services (DMS). This process is managed by Gainwell Technologies via the MMIS Provider Portal.
Providers must submit specific state forms and pay the federal application fee to receive their Medicaid Provider ID, which is required to bill for services.
- Enrollment Portal: Applications are processed through the Arkansas Medicaid MMIS Provider Portal at https://portal.mmis.arkansas.gov.
- Primary Forms: Applicants must submit the Provider Application (Form DMS-652) and the Medicaid Contract (Form DMS-653) as noted in [Arkansas Administrative Code, Division 06, Rule 016.06.07 ...](https://regulations.justia.com/states/arkansas/agency-016/division-06/rule-016-06-07-025/).
- Application Fee: Subject to the federal Medicaid institutional application fee (approximately $732 for 2024/2025) unless waived or already paid to Medicare.
- Fiscal Agent: Gainwell Technologies processes the enrollment and issues the Medicaid provider ID on behalf of DMS.
- Revalidation: Providers must revalidate their Arkansas Medicaid enrollment every five years.
6. Staffing, Training and Background Checks
Direct care workers providing respite must meet strict state background check and training standards. Agencies are responsible for maintaining these compliance records in individual personnel files.
Arkansas law mandates clearance through multiple state registries before a worker can have direct contact with a Medicaid participant.
- Criminal Background Checks: Mandatory Arkansas State Police and FBI fingerprint-based criminal background checks for all direct care staff.
- Registry Checks: Staff must clear the Arkansas Child Maltreatment Central Registry and the Adult and Long-Term Care Facility Resident Maltreatment Registry.
- Minimum Qualifications: Respite workers must be at least 18 years old and possess a high school diploma or GED.
- Initial Training: Workers must complete state-mandated training on abuse/neglect reporting, participant rights, and emergency procedures before providing care.
- CPR/First Aid: All direct care staff must maintain current, hands-on CPR and First Aid certification.
7. Documentation, Policies and Records
Arkansas DHS requires providers to maintain comprehensive records to justify Medicaid billing. All service documentation must align strictly with the participant's authorized Person-Centered Service Plan (PCSP).
Providers must also maintain robust internal policies for incident reporting and emergency backups to ensure participant safety during service delivery.
- Service Logs: Must document the date, start and end times, specific activities provided, and the signatures of both the worker and the participant/guardian.
- Person-Centered Service Plan (PCSP): Services must be delivered exactly as authorized in the PCSP developed by the DHS care coordinator.
- Incident Reporting: Providers must have a written policy for reporting critical incidents to DPSQA within 24 hours of occurrence.
- Record Retention: Medicaid records, including service logs and personnel files, must be retained for a minimum of five years from the date of service.
- Emergency Backup Plan: Agencies must maintain documented backup plans for when scheduled respite workers are unavailable.
8. Billing, Rates and Claims
Respite services are billed to Arkansas Medicaid via the MMIS portal. Rates are established by DMS and are typically billed in 15-minute increments or on a per diem basis, depending on the specific waiver rules.
In-home respite services are subject to federal Electronic Visit Verification (EVV) requirements, meaning providers must use an approved system to capture the time and location of service delivery.
- Billing System: Claims are submitted electronically through the MMIS Provider Portal managed by Gainwell Technologies.
- Billing Codes: Typically billed using HCPCS codes such as S5150 (unskilled respite care, 15 minutes) or S5151 (per diem), as specified in the waiver billing manual.
- Prior Authorization: All respite services require prior authorization (PA) based on the participant's approved PCSP before billing can occur.
- Electronic Visit Verification (EVV): In-home respite services must comply with EVV mandates to electronically verify the date, time, and location of the visit.
- Timely Filing: Claims must generally be filed within 365 days of the date of service to be eligible for reimbursement.
9. Approval Sequence and Timeline
The process to become a fully billing respite provider in Arkansas is sequential and can take several months. Certification by DPSQA must precede Medicaid enrollment with DMS.
Applicants should expect a multi-step process involving business setup, state surveys, and portal onboarding before they can accept their first Medicaid client.
- Step 1: Business Formation: Register with the Arkansas Secretary of State and obtain an NPI (1-2 weeks).
- Step 2: DPSQA Certification: Submit the waiver provider application to DPSQA, which includes a readiness survey (takes 60-90 days).
- Step 3: Medicaid Enrollment: Submit forms DMS-652 and DMS-653 via the MMIS portal to Gainwell Technologies (takes 30-60 days).
- Step 4: EVV Onboarding: Complete training and setup for the state's Electronic Visit Verification system (1-2 weeks).
- Total Estimated Timeline: 3 to 6 months from the initial DPSQA application to receiving an active Medicaid provider ID.
10. Common Denials and Survey Findings
Applications and ongoing certifications are frequently delayed or denied due to incomplete documentation or failure to meet strict background check requirements.
During DPSQA surveys, providers are often cited for failing to align their service delivery with the authorized PCSP or for lapses in EVV compliance.
- Incomplete Applications: Missing signatures on Form DMS-652 or failure to include the required federal application fee.
- Background Check Failures: Allowing staff to provide care before central registry and criminal background checks are fully cleared and documented.
- EVV Non-Compliance: Failure to consistently use the EVV system, leading to claim denials and potential recoupments.
- PCSP Deviations: Billing for more respite hours than authorized in the participant's Person-Centered Service Plan.
- Policy Deficiencies: Inadequate critical incident reporting policies or missing emergency backup plans discovered during DPSQA on-site surveys.
11. Key Contacts and Resources
Prospective providers should utilize the official DHS portals and contact the specific divisions for guidance during the application process.
The Arkansas Foundation for Medical Care (AFMC) is also a valuable resource for MMIS support and provider education.
- Arkansas Medicaid Provider Enrollment Unit: (501) 376-2211 or (800) 457-4454, [Provider Enrollment - Arkansas Department of Human Services](https://humanservices.arkansas.gov/divisions-shared-services/medical-services/provider-enrollment)
- DPSQA Provider Certification: https://humanservices.arkansas.gov/about-dhs/dpsqa/agency-provider-certification
- Arkansas MMIS Provider Portal: https://portal.mmis.arkansas.gov
- CES Waiver Provider Info: 870-261-6668, [Become a Community & Employment Support (CES) Waiver ...](https://humanservices.arkansas.gov/become-a-provider/become-a-community-employment-support-ces-waiver-service-provider/)
- Arkansas Foundation for Medical Care (AFMC): Provides MMIS support and provider education, https://www.afmc.org/
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